Financial Regulatory Compliance Attorney Jobs in Canada

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Senior Compliance Governance & Operations Analyst ...

Td Bank

profile Toronto - Canada

Work Location:Toronto Ontario CanadaHours:37.5Line of Business:CompliancePay Details:$76800 - $115200 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. O...

30+ days ago
Full Time

Regulatory Compliance Officer

Mufg Investor Services

profile Toronto - Canada

Monitor government websites for updates to laws/regulations specific to the Cayman Islands and MUFGs licenses; report to Manager - engage with stakeholders and impacted parties; as directed.Conduct first level gap analysis of changes to laws regulatory changes and developments and report on the pote...

30+ days ago
Full Time

Regulatory Compliance Officer

Mufg Investor Services

profile Halifax - Canada

Monitor government websites for updates to laws/regulations specific to the Cayman Islands and MUFGs licenses; report to Manager - engage with stakeholders and impacted parties; as directed.Conduct first level gap analysis of changes to laws regulatory changes and developments and report on the pote...

30+ days ago
Full Time

Governance & Control Lead Regulatory Compliance, B...

Td Bank

profile Toronto - Canada

Work Location:Toronto Ontario CanadaHours:37.5Line of Business:Governance & ControlPay Details:81600 - 115200 CADThis role is eligible for a discretionary variable compensation award that considers business and individual performance.TD is committed to providing fair and equitable compensation oppor...

30+ days ago
Full Time

Trade Compliance Officer

Aviso Wealth

profile Toronto - Canada

DescriptionAviso:At Aviso we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization we are committed to leadership innovation partnership responsibility and community. Working with talented and energetic professionals who exemplify our values ev...

30+ days ago
Full Time

Specialist, Quality And Regulatory Compliance

Transat At

profile Montreal - Canada

In collaboration with the Director Standards and Regulatory Compliance the incumbent contributes to quality assurance and regulatory compliance for flight operations. This role plays a key part in managing projects and audits to ensure adherence to applicable standards and regulations.Main Responsib...

30+ days ago
Full Time

Avp, Regulatory Compliance Management Oversight

Sun Life

profile Toronto - Canada

You are as unique as your background experience and point of view. Here youll be encouraged empowered and challenged to be your best self. Youll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your...

30+ days ago
Full Time

Regulatory Compliance Manager

Real

profile Toronto - Canada

Who We Are:Real (Nasdaq: REAX) is a publicly traded fast-growing global real estate brokerage powered by technology and driven by people. Since our founding in 2014 weve been reimagining the residential real estate experience. With operations across the U.S. Canada India and the District of Columbia...

30+ days ago
Full Time

Regulatory Compliance Specialist

Tc Energy

profile Calgary - Canada

Determined imaginative curiousif these are some of the ways you describe yourself we want to learn more about you!At TC Energy we are proud to connect the world to the energy it needs. Guided by our values of safety in every step personal accountability one team and active learning we deliver the cr...

30+ days ago
Full Time

Bilingual Senior Manager, Regulatory Compliance, B...

Scotiabank Global Site

profile Toronto - Canada

Requisition ID: 240324Join a purpose driven winning team committed to results in an inclusive and high-performing culture.Scotiabanks International Banking division is a diverse and dynamic network that provides financial advice and solutions to more than 12 million retail corporate and commercial c...

30+ days ago
Full Time

Bada Regulatory Compliance

Astra North Infoteck Inc.

profile Toronto - Canada

Analyst4 days onsiteSkills Required: BSA Data Modelling Data AnalystJob Description: Key Responsibilities: Regulatory Compliance: Analyse and interpret US regulatory reporting requirements (SEC FINRA CFTC Fed TIC SLT etc.) Data Modelling: Design and maintain data models to support regulatory report...

30+ days ago
Full Time

Legal Counsel (regulatory Compliance) (bilingual)

Farm Credit Canada

profile Quebec - Canada

Closing Date (MM/DD/YYYY): 11/11/2025Worker Type:PermanentLanguage(s) Required:Bilingual (English and French)Term Duration (in months):Salary Range (plus eligible to receive a performance based incentive applicable to position) :$105145 - $142255Corporate law experience rewardedAs legal counsel to r...

30+ days ago
Full Time

Financial Compliance Officer

Bereavement Authority Of Ontario

profile Toronto - Canada

What You Can ExpectAs a Financial Compliance Officer with the BAO you can expect a dynamic role championing adherence to regulatory guidelines. You will play a pivotal part in conducting audits delving into financial data and crafting strategies to safeguard against risks while upholding compliance...

30+ days ago
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