Financial Regulatory Compliance Attorney Jobs in Canada
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33 Jobs Found | Sort By : Relevance | Posted Date
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Senior Compliance Governance & Operations Analyst ...
Td Bank
Work Location:Toronto Ontario CanadaHours:37.5Line of Business:CompliancePay Details:$76800 - $115200 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. O...
Regulatory Compliance Officer
Mufg Investor Services
Monitor government websites for updates to laws/regulations specific to the Cayman Islands and MUFGs licenses; report to Manager - engage with stakeholders and impacted parties; as directed.Conduct first level gap analysis of changes to laws regulatory changes and developments and report on the pote...
Regulatory Compliance Officer
Mufg Investor Services
Monitor government websites for updates to laws/regulations specific to the Cayman Islands and MUFGs licenses; report to Manager - engage with stakeholders and impacted parties; as directed.Conduct first level gap analysis of changes to laws regulatory changes and developments and report on the pote...
Governance & Control Lead Regulatory Compliance, B...
Td Bank
Work Location:Toronto Ontario CanadaHours:37.5Line of Business:Governance & ControlPay Details:81600 - 115200 CADThis role is eligible for a discretionary variable compensation award that considers business and individual performance.TD is committed to providing fair and equitable compensation oppor...
Trade Compliance Officer
Aviso Wealth
DescriptionAviso:At Aviso we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization we are committed to leadership innovation partnership responsibility and community. Working with talented and energetic professionals who exemplify our values ev...
Specialist, Quality And Regulatory Compliance
Transat At
In collaboration with the Director Standards and Regulatory Compliance the incumbent contributes to quality assurance and regulatory compliance for flight operations. This role plays a key part in managing projects and audits to ensure adherence to applicable standards and regulations.Main Responsib...
Avp, Regulatory Compliance Management Oversight
Sun Life
You are as unique as your background experience and point of view. Here youll be encouraged empowered and challenged to be your best self. Youll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your...
Regulatory Compliance Manager
Real
Who We Are:Real (Nasdaq: REAX) is a publicly traded fast-growing global real estate brokerage powered by technology and driven by people. Since our founding in 2014 weve been reimagining the residential real estate experience. With operations across the U.S. Canada India and the District of Columbia...
Regulatory Compliance Specialist
Tc Energy
Determined imaginative curiousif these are some of the ways you describe yourself we want to learn more about you!At TC Energy we are proud to connect the world to the energy it needs. Guided by our values of safety in every step personal accountability one team and active learning we deliver the cr...
Bilingual Senior Manager, Regulatory Compliance, B...
Scotiabank Global Site
Requisition ID: 240324Join a purpose driven winning team committed to results in an inclusive and high-performing culture.Scotiabanks International Banking division is a diverse and dynamic network that provides financial advice and solutions to more than 12 million retail corporate and commercial c...
Bada Regulatory Compliance
Astra North Infoteck Inc.
Analyst4 days onsiteSkills Required: BSA Data Modelling Data AnalystJob Description: Key Responsibilities: Regulatory Compliance: Analyse and interpret US regulatory reporting requirements (SEC FINRA CFTC Fed TIC SLT etc.) Data Modelling: Design and maintain data models to support regulatory report...
Legal Counsel (regulatory Compliance) (bilingual)
Farm Credit Canada
Closing Date (MM/DD/YYYY): 11/11/2025Worker Type:PermanentLanguage(s) Required:Bilingual (English and French)Term Duration (in months):Salary Range (plus eligible to receive a performance based incentive applicable to position) :$105145 - $142255Corporate law experience rewardedAs legal counsel to r...
Financial Compliance Officer
Bereavement Authority Of Ontario
What You Can ExpectAs a Financial Compliance Officer with the BAO you can expect a dynamic role championing adherence to regulatory guidelines. You will play a pivotal part in conducting audits delving into financial data and crafting strategies to safeguard against risks while upholding compliance...