Regulatory Compliance Associate

Susquehanna is looking for a Compliance Associate to support key aspects of our compliance and regulatory this role youll provide practical compliance guidance to business and support teams assist with regulatory inquiries and investigations conduct reviews to identify and address potential compliance risks and take ownership of compliance policies and procedures. Youll work to ensure consistent regulatory interpretation policy implementation and issue escalation across the firm. This is an excellent opportunity for a compliance professional who enjoys solving complex problems building strong stakeholder relationships and operating in a fast-paced highly regulated environment.

What youll do

• Provide advice and compliance oversight to the business and support functions
• Assisting in responding to regulatory inquiries and investigations
• Conduct routine reviews to identify and address potential compliance gaps
• Take ownership of compliance policies and procedures ensuring they remain current practical and aligned with regulatory requirements
• Coordinate closely with Trading Compliance to ensure aligned regulatory interpretation policy and issue escalation

• 3 years experience in a compliance role requiring critical thinking coordination and project management.
• Knowledge of ASIC regulations and ASX Operating Rules.
• Comfortable working autonomously and managing competing priorities in a fast-paced environment.
• A collaborative team player who enjoys partnering across business and support functions.
• Strong analytical problem-solving and organisational skills.
• Excellent communication skills with the ability to build credibility and explain complex regulatory concepts to a range of stakeholders.

Whats in it for you

• Our flat hierarchy enables you to drive meaningful impact by leveraging your expertise and taking ownership.
• Private healthcare and gym allowances plus wellness initiatives.
• Additional leave entitlements including marriage leave and 2 bonus days annually.
• Fully stocked kitchen with daily breakfast and lunch.
• Regular social sporting and community events including annual poker tournament.
• Matched donations and corporate discounts.
• Explore our benefits and culture: link

About Susquehanna

What we do

Susquehannas deep integration of trading technology and quant research makes us experts in trading essentially all listed financial products and asset classes with a focus on derivatives. We handle millions of trading transactions around the world every day as both a market maker and market taker. Our efforts provide liquidity and ensure competitive prices for buyers and sellers. While our presence in the market is broad our trading desks are highly specialized to allow for a deep understanding of the unique drivers of each asset class.

Equal Opportunity Statement

We encourage applications from candidates from all backgrounds and we welcome requests for reasonableadjustmentsduring the recruitment process to ensure that you can best demonstrate your abilities.

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