Trade Surveillance Associate Jobs in USA

Were seeking someone to join our team as a Vice President that will partner closely with global surveillance colleagues and stakeholders across Compliance Legal Business Unit Risk Operations and Technology to support the ongoing development and execution of the surveillance program across products m...

Huron is redefining what a global consulting organization can be. Advancing new ideas every day to build even stronger clients individuals and communities. Were helping our clients find new ways to drive growth enhance business performance and sustain leadership in the markets they serve. And were d...

About the job Mercor connects elite creative and technical talent with leading AI research labs. Headquartered in San Francisco our investors include Benchmark General Catalyst Peter Thiel Adam DAngelo Larry Summers and Jack Dorsey. Position: Trade Surveillance Expert (Market Abuse & Conduct Monitor...

About UsWellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions tailored to the unique return and risk objectives of institutional clients in more than 60 countries draw on a robust body of pr...

Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer)About the RoleWe are seeking a highly analytical and investigative Trade Surveillance Principal Associate to play a key role in executing and enhancing Capital Ones Commercial Banking market conduct surveillance program across both...

Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$200000 - $250000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague e...

Company OverviewInteractive Brokers Group Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich CT USA with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades known for our cutting-edge technology and client commi...

Notes: SSN AND DOB (DD/MM) is required Software Engineer 4 (Trade Surveillance) Job ID: 217696-1 Client: Wells Fargo Location: Charlotte NC (3 Days Onsite - Hybrid) Duration: 9 Months (with possible extension) Visa: USC GC GC-EAD & H4-EAD (Locals only) Pay Rate: $70-$80/hr. on W2 (Depending upon the...

Job Description:Job Title Senior Compliance Officer Trade SurveillanceCorporate Title Vice PresidentLocation Jacksonville FLOverviewAs a Senior Compliance Officer - Subject Matter Expert within our Compliance Surveillance team you will play a critical role in protecting the Firm by identifying monit...

DescriptionAbout CooperSurgicalCooperSurgical is a leading fertility and womens healthcare company dedicated to putting time on the side of women babies and families at the healthcare moments that matter most in life. As a division of CooperCompanies were driven by a unified purpose to enable patien...

Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$100000 - $135000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague e...

DescriptionYour opportunity to make a real impact and shape the future of financial services is waiting for you. Lets push the boundaries of whats possible together.As a Senior Director of Software Engineering at JPMorgan Chase within the Corporate Technology team you lead multiple technical areas m...

Location: Glasgow (Hybrid) Practice Area: Capital Markets Type: PermanentStrengthen market integrity through robust surveillance and regulatory excellence.The RoleAs a Communication Surveillance Analyst within our Finance Risk Regulatory & Financial Crime (FRRF) capability you will support investm...