Securities Law Jobs in USA

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Contributions Examiner 3

State Of Nevada

profile Carson City - USA

***THIS RECRUITMENT MAY CLOSE WITHOUT FURTHER NOTICE DEPENDING ON THE NUMBER OF APPLICATIONS RECEIVED. APPLICANTS ARE ENCOURAGED TO APPLY AS SOON AS POSSIBLE***Job SummaryThis recruitment is for a Contributions Examiner 3. This position is a supervisory position in the Contributions Registration Uni...

30+ days ago
Full Time

Analytics Junior Sales Americas Broker Dealers And...

Msci

profile New York City - USA

Your Team ResponsibilitiesWe are seeking a highly motivated Analytics Sales Analyst to join MSCIs Americas Broker Dealers & Market Makers (BDMM) coverage team. This individual will play a critical role in supporting the growth of MSCIs Analytics business by working directly with sellside trading des...

30+ days ago
Full Time

Branch Manager (gulf Breeze Branch)

Regions Bank

profile Pensacola - USA

Thank you for your interest in a career at Regions. At Regions we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results dedicated to quality...

30+ days ago
Full Time

Senior Examiner, Consumer Compliance – Fair Lendin...

Federal Reserve Bank Of Philadelphia

profile San Francisco - USA

CompanyFederal Reserve Bank of San FranciscoWe are the Federal Reserve Bank of San Francisco public servants with a mission to advance the nations monetary financial and payment systems to build a stronger economy for all Americans. As part of the nations central bank we are committed to understand...

30+ days ago
Full Time

Senior Manager, Trade And Hardware Compliance

Toast

profile Boston - USA

Toast creates technology to help restaurants and local businesses succeed in a digital world helping business owners operate increase sales engage customers and keep employees Hardware powers our in-restaurant experience across payments point-of-sale kitchen display systems and handheld devices. As...

30+ days ago
Full Time

Senior Examiner, Consumer Compliance Cra

Federal Reserve Bank Of Philadelphia

profile San Francisco - USA

CompanyFederal Reserve Bank of San FranciscoWe are the Federal Reserve Bank of San Francisco public servants with a mission to advance the nations monetary financial and payment systems to build a stronger economy for all Americans. As part of the nations central bank we are committed to understand...

30+ days ago
Full Time

Branch Manager (dexter)

Regions Bank

profile Dexter - USA

Thank you for your interest in a career at Regions. At Regions we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results dedicated to quality...

30+ days ago
Full Time

Senior Auditor (us) Compliance

Td Bank

profile Mount Laurel - USA

Work Location:Mount Laurel New Jersey United States of AmericaHours:40Pay Details:$63540 - $95310 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our c...

30+ days ago
Full Time

Branch Manager Iiiiv

Banner Bank

profile Kent - USA

More than 135 years ago we started with core values that never go out of style: listen learn and help businesses and individuals reach their goals. These core values shape our culture and we were recently Great Place to Work Certified because of our outstanding workplace culture and employee experie...

30+ days ago
Full Time

Branch Manager

Keybank

profile Rutland - USA

Location:80 West Street - Rutland Vermont 05701Job SummaryBe a problem solver trusted advisor and partner to the people and businesses in our Key Bank communities. The Branch Manager builds coaches develops leads and motivates a team that is capable of providing excellent client service in all inter...

30+ days ago
Full Time

Financial Aid Advisor (online Division)

Herzing Brand

profile Atlanta - USA

Current staff faculty/adjunct at Herzing University: log into UKG and navigate to Menu > Myself > âMy Company >â View Opportunities to apply using the internal application process.To participate in a remote work arrangement employees must reside in the United States. No remote work arrangement will...

30+ days ago
Full Time

Financial Advisor Wenatchee, Wa

Advisor Talent Solutions

profile Wenatchee - USA

Position: Financial AdvisorFirm: Solomon Financial GroupLocation: Wenatchee WAOverview: Solomon Financial Group in Wenatchee WA is a leading boutique retirement planning firm dedicated to providing personalized financial advice investment and insurance solutions and comprehensive wealth management s...

30+ days ago
Advisor

Financial Advisor Trainee One Portland Square

Td Bank

profile Portland - USA

Work Location:Portland Maine United States of AmericaHours:40Pay Details:$28.85 hourly - $28.85 hourly USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD....

30+ days ago
Full Time

Associate, Portfolio Management Slc Management

Sun Life

profile Wellesley - USA

SLC Management is a growing global asset management firm providing innovative and diversified investment solutions to institutional investors. We are breaking new ground with a full spectrum of solutions for a growing institutional client base of more than 1400 organizations. Our history of organic...

30+ days ago
Full Time

Associate Finance Engineering, Procurement, & Cons...

The Practice Group

profile New York City - USA

About Latham & WatkinsLatham & Watkins is one of the worlds leading global law firms advising the businesses and institutions that drive the global economy. We are the market leaders in major financial and business centers globally and offer unmatched expertise and resources to help you grow from an...

30+ days ago
Full Time

Associate Registrar, Records Systems And Project M...

Uiowa

profile Iowa - USA

The University of Iowa Office of the Registrar is seeking to hire a 100% full-time Associate Registrar Records Systems and Project Management.Join our team and support the development of system enhancements within our student information system MAUI. This pivotal role combines project management lea...

30+ days ago
Contract

Summer Associate

Neighborhood Legal Services Inc

profile Buffalo - USA

This is a 9-week program beginning on Monday June 1 2026 and concluding on Friday July 31 2026.Neighborhood Legal Services is currently accepting applications for Legal Internships. This 9-week program serves clients in Erie Niagara Genesee Wyoming and Orleans counties. As a free civil legal service...

30+ days ago
Full Time

Summer Associate

Kapitus

profile Arlington - USA

Attention: Kapitus is aware that individuals posing as recruitersmay becommunicating with job seekers about supposedpositions with Kapitus. Kapitus has received reports that the content and method of communication can vary but messages may contain requests for payment (e.g. fees for equipment or tra...

30+ days ago
Temp

Chief Compliance Officer And General Counsel

Dpl Financial Partners

profile Louisville - USA

Job Title: Chief Compliance Officer and General CounselWork Location: Remote/Onsite Employment Type: Full Time Reports to: CEO Company OverviewDPL Financial Partners is leading the commission-free annuity marketplace dedicated to empowering Registered Investment Advisors (RIAs) their clients and con...

30+ days ago
Full Time

Assistant General Counsel – Commercial Lending

Regions Bank

profile Dallas - USA

Thank you for your interest in a career at Regions. At Regions we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results dedicated to quality...

30+ days ago
Full Time