Regulatory Filings Jobs in Baltimore, MD

We are seeking a detail-oriented and compliance-driven individual to join our Regulatory Reporting team within Wealth Management Operations. This team is responsible for ensuring accurate timely and complete reporting of equity and options transactions to regulatory bodies such as FINRA and the SEC....

Data Governance Analyst Onsite - Baltimore MD Job Summary - Serve as a key member of the Legal and Compliance Division (LCD) Divisional Data Office driving data governance initiatives. - Collaborate with business technology and central Data Governance Office teams to implement a data governance...

IntroductionThe Maryland InsuranceAdministration (MIA) is an independent State agency that regulates Marylandsinsurance industry and protects consumers by monitoring and enforcing insurersand insurance professionals compliance with State law. Through thediligence of a highly professional staff of ma...