Regulatory Compliance Jobs in Smithtown, NY
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Managing Director Broker-dealer Services
Cxg Holdings
Benefits:Bonus based on performanceCompetitive salaryFlexible scheduleOpportunity for advancementPaid time offTraining & development401(k)401(k) matchingDental insuranceParental leaveVision insuranceManaging Director / Broker-Dealer ServicesLocation: Smithtown NY (In-Person)Employment Type: Full-Tim...
Regulatory Compliance Principal
C&s Wholesale Grocers
Position OverviewThe Principal Regulatory Compliance Manager is responsible for supporting the execution and delivery of key regulatory initiatives that demonstrate a return on investment (ROI) to the organization; specifically in the area of regulatory compliance. This includes the ongoing auditing...