Legal Risk Jobs in New York City, NY

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Director Regulatory & Supervisory Management, E-tr...

Td Bank

profile New York City - USA

Work Location:New York New York United States of AmericaHours:40Line of Business:TD SecuritiesPay Detail:$250000 - $250000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleagu...

13 hours ago
Full Time

Manager, Risk & Safety Americas

Dow Jones & Company

profile New York City - USA

Job Description:ABOUT THE ROLEWe are hiring a Manager Risk & Safety Americas for our team based out of our global headquarters. This is a hybrid role balancing requirements between remote and on-site work in our NYC office. You will also be expected to travel up to 30% of the year both domestically...

13 hours ago
Full Time

Trade Surveillance Manager (broker-dealer & Swap D...

Capital One

profile New York City - USA

Trade Surveillance Manager (Broker-Dealer & Swap Dealer)About the RoleWe are seeking a highly skilled Trade Surveillance Manager to lead and enhance the firms surveillance program across both its institutional Broker-Dealer (BD) and Swap Dealer (SD) businesses. This individual will oversee day-to-da...

Yesterday
Full Time

Electrical Engineering Associate-aviation

Burns Brand

profile New York City - USA

About BurnsBurns is a nationally respected provider of specialized engineering services bringing highly-technical sought-after engineering expertise to complex transportation and critical infrastructure projects.Aviation TeamFor more than 50 years aviation clients have turned to Burns for state-of-t...

3 days ago
Full Time

Ied Transaction Management Group Vp

Morgan Stanley

profile New York City - USA

Company ProfileMorgan Stanley is a leading global financial services firm providing a wide range of investment banking securities investment management and wealth management services. The Firms employees serve clients worldwide including corporations governments and individuals from more than 1200 o...

10 days ago
Full Time

General Counsel

City Of New York

profile New York City - USA

The Mayors Office of Contract Services (MOCS) is a New York City oversight and service agency that manages procurement citywide from planning and release of agency solicitations to payment of vendors. Annually agencies procure billions in products and services from a diverse pool of vendors that rep...

13 days ago
Full Time

Commercial Counsel

Stripe

profile New York City - USA

Who we areAbout StripeStripe is a financial infrastructure platform for businesses. Millions of companiesfrom the worlds largest enterprises to the most ambitious startupsuse Stripe to accept payments grow their revenue and accelerate new business opportunities. Our mission is to increase the GDP of...

18 days ago
Full Time

Commercial Counsel, Crypto

Stripe

profile New York City - USA

Who we areAbout StripeStripe is a financial infrastructure platform for businesses. Millions of companiesfrom the worlds largest enterprises to the most ambitious startupsuse Stripe to accept payments grow their revenue and accelerate new business opportunities. Our mission is to increase the GDP of...

18 days ago
Full Time

Regulatory Cybersecurity Compliance Pm

Talan

profile New York City - USA

We are currently seeking a Cybersecurity Compliance Project Manager to support a major banking client in managing and coordinating the NYDFS 23 NYCRR Part 500 annual attestation and associated cybersecurity compliance initiatives.As a member of our Client team you will lead critical cybersecurity co...

19 days ago
Full Time

Sr. Manager, Account Executive – U.s. Fintech Part...

Visa

profile New York City - USA

Role OverviewAs Senior Manager Account ExecutiveU.S. Fintech Partnerships (Digital Consumer Lending) you will own relationships and business outcomes for a portfolio of high-growth digital platforms redefining consumer financial services. Youll drive partnership plans translate priorities into Visa...

19 days ago
Full Time

Sr. Associatevp Associate General Counsel

Tiaa

profile New York City - USA

Job DescriptionChurchill Asset Management is seeking an experienced corporate finance transactional attorney to represent Churchill and its affiliated entities and managed accounts as lenders and investors in connection with the structuring and closing of senior lending transactions with or without...

19 days ago
Full Time

New York Legal, Risk And Compliance Intern 2027

Protiviti

profile New York City - USA

JOB REQUISITIONNew York Legal Risk and Compliance Intern - 2027LOCATIONNEW YORK CITYADDITIONAL LOCATION(S)JOB DESCRIPTIONAre You Ready to Live Something Differentwith ProtivitiThe Protiviti career provides an opportunity to learn impact and advance within a collaborative and inclusive culture. We hi...

20 days ago
Full Time

Employment & Litigation Counsel

Squarespace

profile New York City - USA

Squarespace is looking for an experienced and pragmatic Employment & Litigation Counsel to join our Legal team. As a key part of our team you will assist in supporting the legal needs of our People (HR) team and other internal clients across U.S. and international locations and departments on a wide...

22 days ago
Full Time

Vice President Legal

Mediaradar

profile New York City - USA

DescriptionAbout MediaRadarMediaRadar now including the data and capabilities of Vivvix powers the mission-critical marketing and sales decisions that drive competitive advantage. Our competitive advertising intelligence platform enables clients to achieve peak performance with always-on data and in...

23 days ago
Full Time

Enterprise Account Executive – Northeast Region

Global Relay

profile New York City - USA

Who we are:For over 20 years Global Relay has set the standard in enterprise information archiving with industry-leading cloud archiving surveillance eDiscovery and analytics solutions. We securely capture and preserve the communications data of the worlds most highly regulated firms giving them gre...

23 days ago
Full Time

Enterprise Account Executive – Northeast Region

Global Relay

profile New York City - USA

Who we are:For over 20 years Global Relay has set the standard in enterprise information archiving with industry-leading cloud archiving surveillance eDiscovery and analytics solutions. We securely capture and preserve the communications data of the worlds most highly regulated firms giving them gre...

23 days ago
Full Time

Technology Risk & Regulatory Compliance

Guidehouse

profile New York City - USA

Job Family:Technology ConsultingTravel Required:Up to 75%Clearance Required:NonePlease note that this job posting is for a proposal of a potential client and is not reflective of an awarded addition we are only collecting resumes and interviewing based off the skillset and qualifications listed be...

25 days ago
Full Time

Litigation & Regulatory Counsel

Deep Blue Recruitment

profile New York City - USA

We are partnering with a leading company in the mobility/transportation technology sector to hire a Litigation & Regulatory Counsel. This is a high-impact role within the in-house legal team dealing with a broad range of litigation matters (commercial privacy IP) together with complex regulatory que...

25 days ago
Employee

Operational Due Diligence Analyst (lh Bpo)

Ss&c

profile New York City - USA

As a leading financial services and healthcare technology company based on revenue SS&C is headquartered in Windsor Connecticut and has 27000 employees in 35 countries. Some 20000 financial services and healthcare organizations from the worlds largest companies to small and mid-market firms rely on...

27 days ago
Full Time

Trading Documentation Counsel

Falconx

profile New York City - USA

Who are weFalconX is a pioneering team of operators investors and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and cutting-edge technology FalconX addresses the industrys foremost challenges: Navigating the dig...

30+ days ago
Full Time