Temporary Manager – Wealth Management Audit

Location: Dallas TX or New York NY (Hybrid)

RSM is seeking an experienced Audit Manager to support Wealth Management audit activities within a large global banking environment. This role is responsible for leading risk-based audits from planning through reporting and for evaluating governance risk management practices and internal controls across Wealth Management businesses.

• Lead and execute end-to-end internal audit engagements across Wealth Management functions.
• Develop audit scopes perform walkthroughs identify key risks and controls and oversee audit testing activities.
• Assess the design and operating effectiveness of internal controls and risk management processes.
• Identify control deficiencies develop audit findings and deliver clear actionable recommendations.
• Manage all phases of the audit lifecycle including planning fieldwork issue development and reporting.
• Partner with business stakeholders risk functions and control teams throughout audit engagements.
• Ensure audits are executed in accordance with internal audit standards methodology and regulatory expectations.
• Mentor junior team members and contribute to overall engagement quality and execution.

• 7 years of experience in Internal Audit Risk Management Compliance Controls or a related function within financial services.
• Proven experience leading and executing audits from planning through reporting.
• Deep understanding of audit methodology risk assessments control evaluation testing issue development and reporting.
• Strong project management skills with the ability to manage multiple engagements and competing priorities.
• Exceptional analytical written and verbal communication skills.
• Ability to effectively engage stakeholders and present findings to leadership.

• Wealth Management audit experience or strong knowledge of Wealth Management products services risks and control environments.
• Experience auditing one or more of the following areas:
  • Brokerage and investment advisory activities
  • Private banking
  • Trust and fiduciary services
  • Regulatory compliance within Wealth Management businesses
• Experience within a large banking or financial services organization.
• Familiarity with industry regulatory expectations and evolving risk trends impacting Wealth Management.

Hybrid work schedule based on business and engagement requirements.