SOX Supervisor for Risk and Controls

Career Area:

Job Description:

Your Work Shapes the World at Caterpillar Inc.

When you join Caterpillar yourejoining a global team who cares not just about the work we do but also about each other. We are the makers problem solvers and future world builders who are creating stronger more sustainable communities. We dontjust talk about progress and innovation here we make it happen with our customers where we work and live. Together we are building a better world so we can all enjoy living in it.

When you join Caterpillar youre joining a global team who cares not just about the work we do but also about each other. We are the makers problem solvers and future world builders who are creating stronger more sustainable communities. We dont just talk about progress and innovation here we make it happen with our customers where we work and live. Together we are building a better world so we can all enjoy living in it.

We have an exciting position open within Caterpillar as the Accountant for the Risk & Controls team at Solar Turbines Incorporated. The position will be located in San Diego CA. Solar Turbines is a global leader in providing energy solutions that help businesses governments and public institutions find the perfect balance between affordable available and reduced carbon energy.

What You Will Do:

The SOX Supervisor for the Risk & Controls team will be performing riskbased compliance activities designed to evaluate the adequacy and effectiveness of internal controls. This role provides exposure to a variety of accountingrelated processes and involves analyzing data assessing control performance and communicating results to ensure strong compliance improved risk mitigation and enhanced operational efficiency.

You will contribute as a key member of the controls team by performing the following responsibilities:

Support development and maintenance of internal controls procedures including SarbanesOxley (SOX) control documentation.

Supports the evaluation of SOX findings monitors and validates action plans.

Coordinate with SOX testers acting as liaison to ensure timely and accurate execution of financial audit and SOX activities.

Partner with employees and supervisors to identify and mitigate risks.

Assist in developing corrective actions when control gaps or risks are identified.

Support Segregation of Duties (SoD) controls with primary responsibility for monitoring mitigating controls.

Support controls related to Financially Significant Applications Robotic Process Automation (RPA) and System and Organization Controls (SOC) requirements.

Maintain and support administration of the Internal Authority Delegation tool.

Serve as the Solar Insider Trading Coordinator.

Prepare and deliver summaries dashboards and status updates on internal controls for leadership.

Administer and support training related to internal controls SOX compliance and other control activities.

Support other Risk & Control activities as required.

Supervise 1-2 employees.

Support system implementations and conversions by assessing control impacts and business process changes.

What Skills You Will Need:

Accounting: Knowledge of accounting methods processes and tools; ability to maintain and prepare financial statements and reports using accounting methods and processes.

Accuracy and Attention to Detail: Understanding the necessity and value of accuracy; ability to complete tasks with high levels of precision.

Analytical Thinking and Problem Solving: Knowledge of techniques and tools that promote effective analysis; ability to determine the root cause of organizational problems and create alternative solutions that resolve these problems. Knowledge of approaches tools techniques for recognizing anticipating and resolving organizational operational or process problems; ability to apply knowledge of problem solving appropriately to diverse situations.

Effective Communications: Understanding effective communication concepts tools and techniques; ability to effectively transmit receive and accurately interpret ideas information and needs through the application of appropriate communication behaviors.

Financial Reporting and Analysis: Knowledge of processes methods and tools of financial reporting; ability to create and maintain accurate and thorough financial reports. Knowledge of tools and approaches of financial analysis; ability to read interpret and draw accurate conclusions from financial and numerical material.

Managing Multiple Priorities: Knowledge of effective self-management practices; ability to manage multiple concurrent objectives projects groups or activities making effective judgments as to prioritizing and time allocation.

Interpersonal Relationships: Knowledge of the techniques and the ability to work with a variety of individuals and groups in a constructive and collaborative manner.

Qualifications:
Bachelors degree required preferably in Accounting.

Minimum of 4 years of accounting experience.

Must demonstrate initiative leadership accountability good judgement and effective communication skills.

2-3 years of experience in Risk & Controls and/or public accounting or audit is strongly preferred.

Additional Information:
This full-time position will be located in San Diego CA and requires 5 days a week in the office.

This position may require travel up to 5%.

Domestic Relocation is offered for this position.

Visa Sponsorship is not offered for this position.

Summary Pay Range:

Compensation and benefits offered may vary depending on multiple individualized factors job level market locationjob-related knowledge skills individual performance and experience. Please note that salary is only one component of total compensation at Caterpillar.

Benefits:

Subject to plan eligibility terms and guidelines. This is a summary list of benefits.

• Medical dental and vision benefits*

• Paid time off plan (Vacation Holidays Volunteer etc.)*

• 401(k) savings plans*

• Health Savings Account (HSA)*

• Flexible Spending Accounts (FSAs)*

• Health Lifestyle Programs*

• Employee Assistance Program*

• Voluntary Benefits and Employee Discounts*

• Career Development*

• Incentive bonus*

• Disability benefits

• Life Insurance

• Parental leave

• Adoption benefits

• Tuition Reimbursement

* These benefits also apply to part-time employees

Posting Dates:

Any offer of employment is conditioned upon the successful completion of a drug screen.

Caterpillar is an Equal Opportunity Employer Including Veterans and Individuals with Disabilities. Qualified applicants of any age are encouraged to apply.

Not ready to apply Join our Talent Community.