Senior Compliance Analyst

Why work for us

A career at Janus Henderson is more than a job its about investing in a brighter future together.

Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights disciplined investments and world-class service. We will do this by protecting and growing our core business amplifying our strengths and diversifying where we have the right.

Our Values are key to driving our success and are at the heart of everything we do:

Clients Come First - Always Execution Supersedes Intention Together We Win Diversity Improves Results Truth Builds Trust

If our mission values and purpose align with your own we would love to hear from you!

Your opportunity

A Senior Analyst role within the Investment Guideline Implementation Team managing investment restrictions across a spectrum of fund ranges and asset types. This is a highly visible role within the firm and offers the successful candidate substantial breadth of experience within a dynamic environment.

A successful candidate would be expected to:

• Contribute to the review of legal documents and subsequent coding of logic-based compliance rules into Charles River and Blackrocks Aladdin for automated testing
• Assist with building and loading of lists utilized by compliance rules in Charles River
• Responsible for monitoring and actioning ad-hoc requests received via Service Now
• Collaborate and consult with a wide range of internal stakeholders including Investment Trading Legal Operations ESG Data and Client Services teams to ensure terms of the contracts and agreements can be accurately monitored within Charles River
• Establish new processes as needed and provide solutions to complicated problems and be capable of presenting them in a clear and concise manner
• Work to improve the daily guideline oversight monitoring process to reduce manual testing and increase efficiency
• Ensure timely and accurate completion of assigned and delegated workloads
• Work with client services and implementation teams in order to prepare for account on-boardings and terminations annual fund reviews and new product launches
• Work with operational teams to address any challenges arising from data exceptions
• Prepare reporting documentation for review by Senior Management
• Represent compliance interests in business projects and working groups
• Contribute to the development of AI tools that can benefit the Global Guideline Implementation Team
• Carry out additional duties as assigned

What to expect when you join our firm

• Hybrid working and reasonable accommodations
• Generous Holiday policies
• Excellent Health and Wellbeing benefits including corporate membership to Wellhub
• Paid volunteer time to step away from your desk and into the community
• Support to grow through professional development courses tuition/qualification reimbursement and more
• Maternal/paternal leave benefits and family services
• Unique employee events and programs including a 14er challenge
• Complimentary beverages snacks and all employee Happy Hours

Must have skills

• 1-3 years experience in the mutual fund or financial services industry
• Working knowledge and understanding of the 1940 Act and other applicable SEC CFTC and FINRA rules and regulations
• Practical knowledge of an order management system such as: Charles River Aladdin Bloomberg AIM or ThinkFolio
• Proficient user of the Microsoft Office suite of applications
• Basic/intermediate knowledge of Microsoft SQL (or a willingness to learn)
• Strong analytical skills attention to detail and ability to exercise balanced judgment and decision making
• Solid understanding of equity and fixed income securities and derivatives products required
• High energy positive demeanor enthusiastic professional with a strong work ethic
• Pro-active and self-sufficient with ability to escalate where appropriate
• Strong interpersonal and stakeholder management skills
• Solid knowledge of fund management processes instruments products and funds
• Good planning prioritization problem solving and organizational skills are essential
• Ability to work effectively under pressure and meet tight deadlines
• Bachelors degree or equivalent experience required; Finance Economics or Accounting major preferred

Nice to have skills

• Charles River/ Aladdin experience
• Experience in guideline management compliance with a specific focus on fund management and dealing functions
• Experience working with a diverse range of investment products including mutual funds and ETFs separately managed accounts (SMAs) Collective Investment Trusts (CITs) private funds

Supervisory responsibilities

• No

Potential for growth

• Mentoring
• Leadership development programs
• Regular training
• Career development services
• Continuing education courses

Compensation information

The base salary range for this position is $85000-$93000. This range is estimated for this role. Actual pay may be different. This position will be open through September 30 2026.

Colorado law requires an estimated closing date for job postings. Please dont be discouraged from applying if you see this date has passed.

Annual Bonus Opportunity:Position may be eligible to receive an annual discretionary bonus award from the profit pool. The profit pool is funded based on Company profits. Individual bonuses are determined based on Company department team and individual performance.

Benefits: Janus Henderson is committed to offering a comprehensive total rewards package to eligible employees that includes; competitive compensation pension/retirement plans and various health wellbeing and lifestyle benefits. To learn more about our offerings please visit the Why Join Us section on the career pagehere.

Janus Henderson Investors is an equal opportunity employer.All qualified applicants will receive consideration for employment without regard to race color religion sex sexual orientation gender identity national origin disability or veteran status. All applications are subject to background checks.

Janus Henderson (including its subsidiaries) will not maintain existing or sponsor new industry registrations or licenses where not supported by an employees job functions (as determined by Janus Henderson at its sole discretion).

You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements including past political contributions and political activities. Applicants past political contributions or activity may impact applicants eligibility for this position.

You will be expected to understand the regulatory obligations of the firm and abide by the regulated entity requirements and JHI policies applicable for your role.