Senior Compliance Advisor – Vanguard Personalized Indexing (VPI) | Advice & Wealth Management

Join a forward-thinking compliance team at the forefront of innovation ininvestment advisory services. As a Senior Compliance Advisor supporting Vanguard Personalized Indexing Management (VPIM) youll play a pivotal role in shaping the future ofourpersonalized investmentoffering.

Youll serve as a strategic compliance partner ensuring regulatory integrity and operational excellence across VPIs lifecycle.

Responsibilities

• Serve as an experienced advisor to the business interfacing regularly with business unit stakeholders risk and legal partners and other compliance colleagues.

• Overseethe design implementationexecutionand maintenance of compliance policies and procedures. Support new compliance standards.

• Participate in research interpretation and implementation of compliance processes associated with the firms regulatory requirements and industry best practices including engaging other internal stakeholders in their support of same.

• Collaborate with cross-functional teams to vet learnings refine/enhance processes and procedures and ensure compliance readiness for future phases.

• Participateinbusiness inspections andrisk assessments communicate findings and facilitate the implementation of actionable items resulting from the reviews.

This is a high-impact opportunity to influence how Vanguard delivers personalized investment experiences while upholding its commitment to fiduciary excellence. Ideal candidates will bring deep knowledge of investment advisory compliance a proactive mindset and a passion for innovation inthe advisoryspace.

Qualifications

• Minimum of fiveyearsrelated work experience with at least two years within a financial services compliance function.

• Well-organized with attention to detail and strong communication skills.

• Undergraduate degree or equivalent combination of training and experience.