Manager, Regulatory Reporting Data Analytics

NOTE: Fidelity will not be providing immigration sponsorship for this role.

The Role

We are looking for a Regulatory Reporting Data Analyst who will support the regulatory reporting process for Fidelitys broker dealers and various customer channels as part of the broader Regulatory Reporting group within Fidelity Capital Markets. This group is responsible for collecting processing and reporting on a vast amount of trade and customer account data to meet external requirements set by industry regulators (FINRA SEC etc.).

In this role you will assist with data analysis to support a multitude of use cases; responding to institutional customer needs external regulator inquiries as well as broader strategic analysis to increase efficiency within the firms internal reporting systems and processes. You will be collaborating with business and business partners which report across multiple assets classes with very high levels of regulatory scrutiny. It is important that the right candidate be passionate about hands-on collaboration and proactive problem-solving.

The Value You Deliver

Analyzing trading and customer identification and account data to assist with daily operational support for regulatory reporting activities as well as performing proactive data analysis to identify opportunities for improvement within our existing reporting processes.

Supporting data research and analysis to support teams responding directly to regulator and customer inquiries.

Identifying data anomalies and/or gaps to understand the source of outstanding reporting issues and working with product and operations teams to define solutions.

Exploring and implementingAI and Machine Learning solutionsto automate validate and enhance regulatory reporting processes improving accuracy and reducing manual effort.

Supporting data governance quality control and data mapping documentation across regulatory reporting areas.

Perform and design acceptance testing as it relates to data quality for systems and applications that support the firms regulatory reporting activity.

The Expertise and Skills You Bring

Bachelors degree

FINRA Brokerage license Series 7 required within 6 months of hire

Experience with trade and/or customer account data or regulatory trade reporting (TRACE MSRB ACT EBS CAT/ Rule 605/606) a plus but not required

Proficient with SQL Oracle databases Excel and other data visualization tools as well as general data science knowledge

Familiarity with AI/ML tools and experience with Python a plus

Highly analytical with the ability to quickly comprehend large data sets in order to develop new processes perform calculations identify anomalies and/or produce new reporting capabilities

The Team

This dynamic team is part of Fidelitys Capital Markets group. Fidelity through its broker dealers is required to send significant amounts of detailed trading and customer account and identification data to various governmental and industry regulators such as FINRA FINRA CAT the SEC and MSRB. The Regulatory Reporting group across several functions is responsible for performing these duties on behalf of the broader firm. The group ensures this can be done by working closely with business partners such as Trading Technology Customer Support teams and Compliance/Legal. The group plays a critical role by ensuring the firm meets stated requirements set by industry regulators and therefore not subject to disciplinary action or fines.

Fidelitys Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently some roles and locations require 100% onsite presence while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.

Placement in the range will vary based on job responsibilities and scope geographic location candidates relevant experience and other factors.

Base salary is only part of the total compensation package. Depending on the position and eligibility requirements the offer package may also include bonus or other variable compensation.

We offer a wide range of benefits to meet your evolving needs and help you live your best life at work and at home. These benefits include comprehensive health care coverage and emotional well-being support market-leading retirement generous paid time off and parental leave charitable giving employee match program and educational assistance including student loan repayment tuition reimbursement and learning resources to develop your career. Note the application window closes when the position is filled or unposted.

Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934 the Investment Advisers Act of 1940 the Investment Company Act of 1940 ERISA numerous state laws governing securities investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations including FINRA among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.