Investment Broker Jobs in USA

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Lead Business Data Analyst- Capital Markets

Nexiva Inc

profile Richmond - USA

Hi This is Aditya Staffing Expert from Nexiva Inc . Im reaching out regarding a Role that aligns well with your experience. Let me know if youre open to discuss . Please check below role and share me your updated Resume with contact details or You can share me a References if any one your known...

7 days ago
Full Time

Market Conduct Specialist Fully Remote

Mercor

profile New York City - USA

About the job Mercor connects elite creative and technical talent with leading AI research labs. Headquartered in San Francisco our investors include Benchmark General Catalyst Peter Thiel Adam DAngelo Larry Summers and Jack Dorsey. Position: Trade Surveillance Expert (Market Abuse & Conduct Monitor...

11 days ago
Full Time

Trade Surveillance Expert Compliance

Mercor

profile New York City - USA

About the job Mercor connects elite creative and technical talent with leading AI research labs. Headquartered in San Francisco our investors include Benchmark General Catalyst Peter Thiel Adam DAngelo Larry Summers and Jack Dorsey. Position: Trade Surveillance Expert (Market Abuse & Conduct Monitor...

11 days ago
Full Time

Market Conduct Specialist Ai Trainer

Mercor

profile Dallas - USA

About the job Mercor connects elite creative and technical talent with leading AI research labs. Headquartered in San Francisco our investors include Benchmark General Catalyst Peter Thiel Adam DAngelo Larry Summers and Jack Dorsey. Position: Trade Surveillance Expert (Market Abuse & Conduct Monitor...

11 days ago
Full Time

Margin&collateral Associate I

Jpmorganchase

profile Chicago - USA

DescriptionJ.P. Morgans Global Client Money Team seeking a highly motivated individual to join the North America Client Money team responsible for Futures & Options and OTC Clearing business.As a Margin&Collateral Associate within the North America Client Money team you will help support dailyCommod...

14 days ago
Full Time

Compliance – Risk Management Global Financial Crim...

Jpmorganchase

profile Jersey - USA

DescriptionBring your Expertise to JPMorgan Chase. As part of Risk Management and Compliance you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve...

14 days ago
Full Time

Fsprincipal-edm – Business Consulting

Infosys

profile Los Angeles - USA

The ideal candidate will have a minimum of 12 years experience in the Financial Services industry with proven expertise in implementing Enterprise Data Management solutions. The candidate is expected to play a key role in bringing our new EDM solution into the enterprise acting as both strategist an...

18 days ago
Full Time

Audit Manager [multiple Positions Available]

Jpmorganchase

profile Jersey - USA

DescriptionDESCRIPTION:Duties: Lead audit engagements including global audits from planning to reporting. Ensure the production of quality and timely deliverables that meet both departmental and professional standards. Finalize audit findings and use judgment to provide an overall opinion on the con...

23 days ago
Full Time

Trading Application Business Analyst

Cgi

profile Jersey - USA

U.S. - The best version of meBy playing this video you consent to Google/YouTube processing your data and using cookies Learn more.Position Description:Join high performing Global Banking team as a Trading Application Business Analyst role to manage and provide solutions to improve and optimize the...

24 days ago
Full Time

Team Leader, Capital Markets (multifamily)

Cushman & Wakefield

profile Dallas - USA

Job TitleTeam Leader Capital Markets (Multifamily)Job Description SummaryPosition SummaryThe Capital Markets Financial Analysis (CMFA) Hub Team Leader is a multifamily real estate expert responsible for overseeing the day-to-day management and execution of financial analysis requests on behalf of Cu...

28 days ago
Full Time

Director Of Brokerage Ria Operations And Controls

Associated Bank

profile Green Bay - USA

At Associated Bank we strive to create an inclusive culture where different perspectives are valued and recognized as strengths critical to our success. If you thrive in an environment where your growth and development are encouraged and supported then Associated Bank may be the right place for you....

30+ days ago
Full Time

Director Of Brokerage Ria Operations And Controls

Associated Bank

profile Green Bay - USA

At Associated Bank we strive to create an inclusive culture where different perspectives are valued and recognized as strengths critical to our success. If you thrive in an environment where your growth and development are encouraged and supported then Associated Bank may be the right place for you....

30+ days ago
Full Time

Counsel- Broker-dealer

Pnc Bank

profile Philadelphia - USA

Position OverviewAt PNC our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to foster an inclusive workplace culture where all of our employees feel respected va...

30+ days ago
Full Time

Senior Internal Auditor Associate – Private Bankwe...

Jpmorganchase

profile Jersey - USA

DescriptionJoin our Private Bank/Wealth Management Solutions Internal Audit team and play a key role in strengthening governance and driving operational excellence across a diverse portfolio of businesses. This team supports the Private Bank which delivers tailored financial advice to high-net-worth...

30+ days ago
Full Time

Financial Broker

Jobs For Humanity

profile Riyadh - Saudi Arabia

100% Non Collateral Loan and BG/SBLC MT760 (LEASING) for PROJECT FUNDING!!!We are currently offering 100% Non Collateral Loan and BG/SBLC MT760 (LEASING) for project finance ship/boat finance trade finance constructions credit enhancement government funding property investment and all-round range of...

30+ days ago
Full Time

Compliance Officer – Marketing & Advertising Revie...

Cerity Partners

profile Saratoga Springs - USA

Cerity Partners is seeking a Compliance Officer to join its Compliance Department with a primary focus on marketing and advertising compliance. This individual will serve as a key resource within the compliance team responsible for the review and approval of marketing materials across the firms affi...

30+ days ago
Full Time

Managing Director, Senior Risk Officer, Tiaa Wealt...

Tiaa

profile Frisco - USA

The Senior Risk & Compliance Officer directs operations of the organizations activities for risk management and compliance. It is responsible for the execution of organizations risk and compliance strategy. This job provides overall guidance in the identification of areas of vulnerability within the...

30+ days ago
Full Time

Eic Bellevue Summer Intern Cm Investment Sales

Cushman & Wakefield

profile Bellevue - USA

Job TitleEIC Bellevue Summer Intern - CM Investment SalesJob Description SummaryCushman & Wakefield is a global commercial real estate firm with more than 100 years of experience and 52000 professionals across 70 countries. We deliver strategic advice and execution for occupiers and investors throug...

30+ days ago
Part-Time

Compliance Lead, Broker-dealer & Investment Advise...

Gusto

profile San Francisco - USA

About GustoAt Gusto were on a mission to grow the small business economy. We handle the hard stuff payroll health insurance 401(k)s and HR so owners can focus on their craft and their customers. With teams in Denver San Francisco and New York we support more than 500000 small businesses nationwide...

30+ days ago
Full Time

Internal Audit Manager Vice President Asset Manage...

Jpmorganchase

profile Jersey - USA

DescriptionWe are on the lookout for a talented Vice President Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in enhancing our organizations governance and operational excellence!As an Audit Manager within our Asset Management Internal...

30+ days ago
Full Time