Compliance Officer Jobs in New York City, NY

This is a remote position.Executive OverviewThe Chief Compliance Officer (CCO) provides enterprise wide regulatory governance and oversight across US FinTech operations. This role ensures compliance with federal and state financial regulations including AML/BSA UDAAP SEC/FINRA (where applicable)...

Application Deadline:06/19/2026Address:151 W 42nd StreetJob Family Group:Audit Risk & ComplianceThe Capital Markets Senior Compliance Officer will assist in the effective implementation maintenance and administration of the Capital Markets Compliance Program. The role provides compliance advisory se...

DescriptionResponsible for implementation and monitoring of a comprehensive Compliance Program for the Mount Sinai Medical Center. Works directly with the Vice President of Compliance and the Chief Compliance Officer in managing the work plans educational activities and/or audit programs designed by...

Job SummaryAs a member of the L&C team the Administrator will be primarily responsible for providing administrative and legal operations support and related services to the General Counsel and Chief Compliance Officer (GC) and the Legal team. The Administrator will be required to handle highly confi...

Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$100000 - $135000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague e...

About this role:Wells Fargo is seeking a Senior Lead Compliance Officer to provide strategic and hands-on compliance oversight for Futures Commission Merchant (FCM) of Wells Fargo Securities LLC activities within the Corporate & Investment Banking (CIB) Markets business.This role will report to the...

*Exciting opportunity in NY!!!Compliance Officer Equities New York Hedge Fund/Family Office Experience Required (Mid-level)Our client a leading investment firm in New York is looking for a Compliance Officer to join their Compliance team focusing on Equities trading. This mid-level position requi...

The Vice President Registered Fund Compliance Officer will beresponsibleformaintaining and enhancing the compliance program for Wilshires registered fund complex including mutual funds a variable insurance trust (VIT) and an interval fund. This role serves as a key compliance resource to the fund bo...

Under general supervision of the Compliance Specialist Parking Structures in the Façade & Local Law unit the Plan Examiner Parking Structures shall perform responsible and detail-oriented work in the engineering analysis of parking structures the examination of plans for the construction alteration...

Under the direction of the Deputy Division Chief with wide latitude for independent initiative and judgment the Claims Integrity & Compliance Officer (CIIO or Officer) is responsible for the development implementation and oversight of a comprehensive claims integrity and compliance program.This role...

Since 2011 weve had a clear mission: money without borders. Built by and for people who live global lives were the fairest easiest way to manage money across borders.Wise is scaling its Assets offering across North America and we are looking for a Lead Compliance Manager to provide senior compliance...

About AirwallexAirwallex is the only unified payments and financial platform for global businesses. Powered by our unique combination of proprietary infrastructure and software we empower over 200000 businesses worldwide including Brex Rippling Navan Qantas SHEIN and many more with fully integrate...

MinUSD $80000.00/Yr.MaxUSD $90000.00/Yr.Position OverviewAs Manager of Quality Improvement you will be joining a dynamic department that protects the organization as well as the people we serve. Specifically your role will be to assist in framing a cohesive approach to quality improvement throughout...

Who are weFalconX is a pioneering team of operators investors and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and cutting-edge technology FalconX addresses the industrys foremost challenges: Navigating the dig...

Who are weFalconX is a pioneering team of operators investors and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and cutting-edge technology FalconX addresses the industrys foremost challenges: Navigating the dig...

Overview Allied Universal North Americas leading security and facility services company offers rewarding careers that provide you a sense of purpose. While working in a dynamic welcoming and collaborative workplace you will be part of a team that contributes to a culture that positively impacts the...

Director of ComplianceLocation: New York NY 10005 or Chicago IL 60605Salary Range: $00 plus performance-based bonus Group One Trading is seeking a Director of Compliance to lead the full operation of the Compliance Department from surveillance and investigations to regulatory reporting and training...

DescriptionAbout usLifeMD is a leading digital healthcare company committed to expanding access to virtual care pharmacy services and diagnostics by making them more affordable and convenient for on both treatment and prevention our unique care model is designed to optimize the patient experience a...

Few people get to build a bank from scratch. Even fewer get to build one at a moment when banking itself is being reinvented.The dollar is the best product in the history of the world with practically infinite global demand but distribution is broken. Global clearing runs on legacy banks that are cl...

Few people get to build a bank from scratch. Even fewer get to build one at a moment when banking itself is being reinvented.The dollar is the best product in the history of the world with practically infinite global demand but distribution is broken. Global clearing runs on legacy banks that are cl...