Compliance Manager Jobs in Melville, NY

What You Will BringRequired Qualifications:Bachelors degree OR 10 years of work experience6 years of experience working as a compliance professional with experience in supervising Financial Advisor activitiesExperience and knowledge of Insurance Annuities Brokerage/Advisory Alternatives etc. product...

About the RoleAt Equitable we help clients secure their financial well-being so they can pursue long and fulfilling lives- a mission weve honed since 1859.Equitable is looking for a dynamic Branch Compliance Senior Manager to join our Branch Compliance team! Our Greater NY-CT Complex is seeking a hi...

Job Description SummaryReporting to the Director of Athletics the Compliance Manager provides primary leadership and oversight for the NCAA compliance and student-athlete eligibility for Chapmans 21 varsity sports and 600-plus student-athletes during a limited-term appointment of up to approximately...