Compliance and Regulatory Jobs in White Plains, NY

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Store Supv Full Time (pelham)

Td Bank

profile White Plains - USA

Work Location:White Plains New York United States of AmericaHours:40Pay Details:$25.50 - $36.00 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our com...

19 days ago
Full Time

Associate Financial Advisor

Ameriprise Financial

profile White Plains - USA

Associate Financial AdvisorWhite Plains NY In-OfficeBhashyam Wealth Management a Private Wealth Advisory Practice of Ameriprise Financial is seeking an Associate Financial Advisor to join our growing team.This role is a key part of our client advisory and planning functionworking closely with the l...

30+ days ago
Full Time

Regulatory Compliance Principal

C&s Wholesale Grocers

profile Keene - USA

Position OverviewThe Principal Regulatory Compliance Manager is responsible for supporting the execution and delivery of key regulatory initiatives that demonstrate a return on investment (ROI) to the organization; specifically in the area of regulatory compliance. This includes the ongoing auditing...

30+ days ago
Full Time

Principal Attorney I (power, Transmission, & Regul...

Nypa Home

profile White Plains - USA

Summary Provides legal advice/counsel to all NYPAs business and functional areas with a focus on business units impacted by PSC NYISO and FERC regulation including transmission development and operation. Researches analyzes and interprets proposed and existing laws statutes and regulations with work...

30+ days ago
Full Time