Compliance And Regulatory Jobs in Chicago, IL

About HUB In a rapidly changing world HUB advises businesses and individuals on how to prepare for the unexpected. As one of the worlds largest insurance brokers our focus is dedicated to providing our customers with the peace of mind that what matters most will be protected through unrelenting advo...

Ann & Robert H. Lurie Childrens Hospital of Chicago provides superior pediatric care in a setting that offers the latest benefits and innovations in medical technology research and family-friendly design. As the largest pediatric provider in the region with a 140-year legacy of excellence kids and t...

OPPLY - Finance AdministratorBased: Chicago (Hybrid woring)Salary: $60000 pa Benefits About OpplyAfter becoming one of the fastest growing VC-backed startups in Europe weve nowexpanded to the US. Were offering huge opportunities for progression in both the UK andthe US as we continue to grow. Now w...

Position Summary:Morningstar DBRS is a dynamic global organization that operates within a highly regulated industry.We are seeking a Senior Legal Counsel (SLC) who will be based in either Chicago Toronto or New York. The SLC will report directly to the Morningstar Global Head of Regulatory Strategy...

This position demands a high level of precision independent problem-solving and critical thinking with minimal delegation and a strong emphasis on accountability and follow-through. The role involves developing and testing compliance programs for clients in the alternative and traditional investment...

About Northern Trust:Northern Trust a Fortune 500 company is a globally recognized award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the worlds most successful individuals families and...

At Harris the true value of what makes us successful is found in our people. It is our unique mix of cultures experiences beliefs and backgrounds that sets Harris apart from the rest. We constantly strive to cultivate nurture and amplify an unparalleled environment where we value intellectual curios...

Were building a relationship-oriented bank for the modern world. We need talented passionate professionals who are dedicated to doing whats right for our clients.At CIBC we embrace your strengths and your ambitions so you are empowered at work. Our team members have what they need to make a meaningf...

The Compliance Associate II reflects the mission vision and values of NM adheres to the organizations Code of Ethics and Corporate Compliance Program and complies with all relevant policies procedures guidelines and all other regulatory and accreditation standards.Responsibilities:Help manage all as...

The Role:The Vice President of Finance is a senior executive responsible for the strategic financial management of the company. This includes financial planning and analysis budgeting forecasting financial reporting and managing financial risks. The VP of Finance collaborates with other executives a...

Provide regulatory compliance support to IQEQs investment adviser clients ensuring their compliance programs meet SEC Rules 206(4)-7 and 38a-1 along with other applicable state and federal securities laws. Responsibilities include maintaining and updating compliance programs to reflect regulatory ch...

The Safety Compliance Coordinator is responsible for ensuring organizational adherence to Occupational Safety and Health Administration (OSHA) regulations and other applicable federal state and local safety standards. This role coordinates implements and monitors safety programs conducts training an...

Maven is an established and successful proprietary trading firm that focuses on options market-making alongside various other proprietary trading activities.We are looking for a Regulatory and Exchange Compliance Specialist to join our Chicago based Compliance team to contribute to the general works...

We are interested in every qualified candidate who is eligible to work in the United States. However we are not able to sponsor visas or take over sponsorship at this time. #BI-Hybrid #LI-HybridAbout the role:As a Bankruptcy Specialist your role involves investigating and maintaining customer accoun...

About Northern Trust:Northern Trust a Fortune 500 company is a globally recognized award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the worlds most successful individuals families and...

Our story began with a passionate idea that we could change the world.... And to be honest weve never stopped believing that... In 1986 it was a simple concept that microbiology teamed with innovation and clinical contribution could eliminate an issue that was profoundly impacting the healthcare ind...

Sr. Manager Product Management - Network Authorizations Health & ComplianceProduct Management at Capital One is a booming vibrant craft that requires reimagining the status quo finding value creation opportunities and driving innovative and sustainable customer experiences through technology. We bel...

Fund Accountant (Entry Level)Reports to: Senior AccountantFirm: Skybox Capital LLC Family Office & Private EquityAbout Skybox CapitalSkybox Capital is a dynamic family office and private equity firm investing across the capital structure with a focus on middle-market private equity and incubating i...

Were building a relationship-oriented bank for the modern world. We need talented passionate professionals who are dedicated to doing whats right for our clients.At CIBC we embrace your strengths and your ambitions so you are empowered at work. Our team members have what they need to make a meaningf...

Whats needed to succeed (Minimum Qualifications):Bachelors degree or 4 years of relevant work experience. Aviation management engineering or a related field. Hold an FAA Aircraft and Powerplant (A&P) certificate with demonstrated experience in line maintenance and /or heavy maintenance operations. 1...