Compliance Analyst Jobs in Chicago, IL

Belvedere Trading is a leading proprietary trading firm proudly headquartered in downtown Chicago. Our traders work hard to provide liquidity to the market through their market-making activities and are the masters of a diverse set of commodities interest rates exchange-traded funds (ETF) and equity...

Company Name:tastytradeRole: Marketing Compliance AssociateLocation: Chicago IL Hybrid (3 days/week in office)Required: Series 7 Series 24 and Series 63 (Series 3 & 4 required post-hire)As theMarketing Compliance Associatethe main responsibility of the position is to review and approve the firms re...

ABOUT USAt HUB International we are a team of entrepreneurs. We believe in protecting and supporting the aspirations of individuals families and businesses. We help our clients evaluate their risks and develop solutions tailored to their needs. We believe in empowering our employees to learn grow an...

Digital Technology:Were not yesterdays IT department; were Digital Technology. The world around us keeps changing and so do we. Were redefining what it means to be IT with a mindset centered on transformation experience AI-driven automation innovation and growth. Were all about delivering delightful...

Dentons US LLP is currently recruiting for a Compliance Analyst. The Compliance Analyst coordinates governance and compliance activities with stakeholders across the business. Core duties include cross-functional support for legal services and related systems implementing risk management initiatives...

Job DescriptionTechnical Claims Director Property & CasualtyJob SummarySeeking a highly skilled and experienced Technical Claims Director Property & Casualty to join a growing Claims Compliance and Quality Assurance team. This is a critical role for an accomplished insurance claims compliance profes...

Roles and ResponsibilitiesCollaborate on a broad range of global investigations related to potential violations of company policies or lawsConduct and support various investigative functions including reviewing documents performing research preparing and conducting interviews and drafting investigat...

TransUnions Job Applicant Privacy NoticePersonal Information We CollectYour Privacy ChoicesWhat Well Bring:At TransUnion we have a welcoming and energetic environment that encourages collaboration and innovation. We are consistently exploring new technologies and tools to be agile. This environment...

About Northern Trust:Northern Trust a Fortune 500 company is a globally recognized award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the worlds most successful individuals families and...

Roles and ResponsibilitiesCollaborate on a broad range of global investigations related to potential violations of company policies or lawsConduct and support various investigative functions including reviewing documents performing research preparing and conducting interviews and drafting investigat...

About the RoleWe are seeking a detail-oriented HR Compliance Specialist with 25 years of professional HR or compliance experience to join our growing team. This role is ideal for an HR professional who thrives in a fast-paced environment and is passionate about ensuring compliance with employment la...

About Northern Trust:Northern Trust a Fortune 500 company is a globally recognized award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the worlds most successful individuals families and...

About Northern Trust:Northern Trust a Fortune 500 company is a globally recognized award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the worlds most successful individuals families and...

About the Role:Grade Level (for internal use):11About the Role/The Team:The role of theGenerative AI Monitoring Analystis todesign and executea monitoring program focused on the performance and utilization of Generative AI tools within S&P Global Ratings. They are members of theRisk & Compliance Dep...

About the Role:Grade Level (for internal use):11About the Role/The Team:The role of theGenerative AI Monitoring Analystis todesign and executea monitoring program focused on the performance and utilization of Generative AI tools within S&P Global Ratings. They are members of theRisk & Compliance Dep...

TransUnions Job Applicant Privacy NoticePersonal Information We CollectYour Privacy ChoicesWhat Well Bring:At TransUnion we have a welcoming and energetic environment that encourages collaboration and innovation. We are consistently exploring new technologies and tools to be agile. This environment...

About AlphaSense:The worlds most sophisticated companies rely on AlphaSense to remove uncertainty from decision-making. With market intelligence and search built on proven AI AlphaSense delivers insights that matter from content you can trust. Our universe of public and private content includes equi...

About AlphaSense:The worlds most sophisticated companies rely on AlphaSense to remove uncertainty from decision-making. With market intelligence and search built on proven AI AlphaSense delivers insights that matter from content you can trust. Our universe of public and private content includes equi...

Job Description SummaryUS Compliance Monitoring Lead Specialist will be a member of a team responsible for developing and implementing an overall strategy for compliance auditing and monitoring. You will be responsible for executing various activities to monitor and audit the design and effectivenes...

ABOUT USAt HUB International we are a team of entrepreneurs. We believe in protecting and supporting the aspirations of individuals families and businesses. We help our clients evaluate their risks and develop solutions tailored to their needs. We believe in empowering our employees to learn grow an...