Assistant Compliance Officer Jobs in USA

Compliance OfficerThe Compliance Officer implements broader planning for business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws regulations and policies and to prevent illegal unethical or improper business practices within the organizati...

Chief Operating Officer / Chief Compliance OfficerHilltop Wealth Advisors Chapel Hill NCJob Description OverviewHilltop Wealth Advisors is growing andwereseeking a senior leader to serve as ourChief Operating Officer / Chief Compliance Officer. This role is designed to own Hilltops operational back...

We are seeking a skilled and detail-oriented Trade Compliance Officer to join our this full-time position you will manage the import and export compliance process at Wyman Gordon Houston location ensuring adherence to ITAR (International Traffic in Arms Regulations) and EAR (Export Administration R...

Zions Bancorporation is one of the nations premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets. Zions is regularly recognized by American Banker magazine as having a top banking team in its list of The M...

At Johnson & Johnsonwe believe health is everything. Our strength in healthcare innovation empowers us to build aworld where complex diseases are prevented treated and curedwhere treatments are smarter and less invasive andsolutions are our expertise in Innovative Medicine and MedTech we are unique...

Under the direction of the Deputy Division Chief with wide latitude for independent initiative and judgment the Claims Integrity & Compliance Officer (CIIO or Officer) is responsible for the development implementation and oversight of a comprehensive claims integrity and compliance program.This role...

About InvescoAs one of the worlds leading independent global investment firms Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities we provide a wide range of investment strategies and vehicles to our...

Job Title: Export Compliance OfficerLocation: LPCJob Type: Full-Time Junior Mid-levelReports To: Financial ControllerWe are seeking a skilled and detail-oriented Trade Compliance Officer to join our this full-time position you will manage the import and export compliance process at LPC ensuring adh...

AgencyDept of TransportationDivisionDivision of Motor VehiclesJob Classification TitleStaff Development Specialist I (S)Position NumberGradeNC12About UsIts the mission of the NC Department of Transportation to connect people products and places safely and efficiently with customer focus accountabili...

At Johnson & Johnsonwe believe health is everything. Our strength in healthcare innovation empowers us to build aworld where complex diseases are prevented treated and curedwhere treatments are smarter and less invasive andsolutions are our expertise in Innovative Medicine and MedTech we are unique...

Key Responsibilities Compliance Program Management o Develop implement and maintain a comprehensive compliance program in line with U.S. federal and state regulations including BSA/AML OFAC and relevant cryptocurrency guidance. o Oversee the companys MSB registration with FinCEN and manage state...

Responsive recruiterBenefits:401(k) matchingBonus based on performanceCompany partiesCompetitive salaryDental insuranceEmployee discountsHealth insurancePaid time offTraining & developmentVision insuranceSUMMARY:Responsible for assisting the Chief Compliance Officer in developing implementing and ad...

Job DescriptionWe partner with the business to ensure we maintain our companys values and high ethical standards to comply with the law protect our people and enhance our reputation. We strive to foster an inspiring and supportive environment.The successful candidate will join the Human Health Ethic...

Department InformationABOUT US:At The Colorado Department of Public Health and Environment (CDPHE) we are dedicated to the Colorado for All philosophy - working toward a Colorado where everyone has the opportunity to succeed.We support the basic human rights of our neighbors regardless of gender rac...

Job DescriptionWe partner with the business to ensure we maintain our companys values and high ethical standards to comply with the law protect our people and enhance our reputation. We strive to foster an inspiring and supportive environment.The successful candidate will join the Human Health Ethic...

IntroductionThe City of Milwaukee is proud to employ a diverse workforcededicated to delivering exceptional service to its residents. If you arepassionate about being a part of an inclusive team of public servants pleaseconsider the following opportunity.PurposeThe Contract Compliance Officer overse...

ATTORNEY GENERAL (DEPT OF LAW)CIVIL RIGHTS COMPLIANCE OFFICER IJob Location:Address: 2005 N CENTRAL AVE PHOENIX AZ 85004Posting Details:Salary: $31909 - $52900Grade: 17Closing Date: 06/09/2026Job Summary:The Arizona Attorney Generals Office Civil Litigation Division/Division of Civil Rights Section...

IntroductionThe City of Milwaukee is proud to employ a workforcededicated to delivering exceptional service to its residents. If you arepassionate about being a part of an inclusive team of public servants pleaseconsider the following opportunity.PurposeThe Contract Compliance Officer oversees and a...

We invite you to join our team of professionals at Homer Electric Association! Hours: Monday - FridayType of Employment: This is a regular full-time position onsite reporting to the Chief Legal OfficerCompensation: Competitive pay corresponding with experience and role level; specific salary details...

Lets be #BrilliantTogetherThe Chief Compliance Officer (CCO) is responsible for overseeing and administering the Compliance Program of Institutional Shareholder Services Inc. (ISS) and its foreign affiliates. The CCO acts as the designated compliance officer for ISS a U.S.-registered investment advi...