Assistant Compliance Officer Jobs in USA

Objective of Role:LaSalle is seeking a highly skilled and motivated person to join our team as Deputy CCO for LaSalle Investment Management Distributors a registered broker dealer. The ideal candidate will have an in-depth knowledge of broad compliance matters relating to both broker dealer and inve...

ABOUT USAtHUB International we are a team of entrepreneurs. We believe in protecting and supporting the aspirations of individuals families and businesses. We help our clients evaluate their risks and develop solutions tailored to their needs. We believe in empowering our employees to learn grow and...

POSITION TITLE:COMPLIANCE OFFICERREPORTS TO:Director of Human ResourcesOVER-TIME STATUS:EXEMPT PAY GRADE: 221JOB SUMMARY:The position is responsible for monitoring reviewing interpreting and evaluating all personnel policies and practices of the School Division to ensure compliance with fe...

Title: Sr Occupational Safety and Compliance Officer Position No. 02629State Role Title:Compliance/Safety Officer IIIHiring Range: $70800 - $81420Pay Band: 4Agency: Department of Motor VehiclesLocation:IT SECURITYAgency Website:Recruitment Type: General Public - GJob DutiesThe Virginia Department of...

About Man GroupMan Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic Discretionary and Solutions offerings. Powered by talent and advanced technology our single and multi-manager investment strategies are underpin...

Senior Compliance Officer - Houston TXAbout the jobWe are seeking a Senior Compliance Officer to support and strengthen the organizations regulatory compliance and risk management framework. This role will have hands-on ownership of key compliance activities across AML/KYC sanctions data privacy con...

About AlphaSense:The worlds most sophisticated companies rely on AlphaSense to remove uncertainty from decision-making. With market intelligence and search built on proven AI AlphaSense delivers insights that matter from content you can trust. Our universe of public and private content includes equi...

IntroductionThe City of New Havens Commission on Equal Opportunities (CEO) is the oldest municipal civil rights agency in the United 1963 Mayor Richard C. Lee upon his return from a meeting of the U.S. Conference of Mayors with President John F. Kennedy decided that the social turmoil of the times...

Ongoing employees affected by change management plans will be given priority consideration for at grade positionsOngoing Full Time role 35 hours per weekLocation: PatersonSalary from $75728 to $82329 pa superannuation leave entitlements (Clerk 1/2)This opportunity is open to DPIRD/LLS staff onlyDi...

Overview: TekWissen is a global workforce management provider headquartered in Ann Arbor Michigan that offers strategic talent solutions to our clients world-wide. Our client is a company who is a provider of banking and financial services. The company operates through two divisions Retail B...

DescriptionGeneral Counsel and Chief Compliance OfficerGood360 is Closing the Need Gap to Open Opportunity for AllJoin a fast-growing organization with a strong culture and powerful mission! As the global leader in product philanthropy and purposeful giving Good360 partners with more than 400 social...

Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$100000 - $135.000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague...

DescriptionGeneral Counsel and Chief Compliance OfficerGood360 is Closing the Need Gap to Open Opportunity for AllJoin a fast-growing organization with a strong culture and powerful mission! As the global leader in product philanthropy and purposeful giving Good360 partners with more than 400 social...

DescriptionWe are seeking a local candidate for this role! We would love to see you in our OKC office Tuesday-Thursday to experience our culture!APMEX is seeking an AML Compliance Officer to join their dynamic Accounting Team! The AML Compliance Officer is responsible for ensuring APMEXs adherence t...

Location:4900 Tiedeman Road Brooklyn OhioJob SummaryThe Compliance Officer plays a key role in ensuring Key Investment Services LLC meets regulatory and internal standards. The primary responsibility is conducting branch inspections though this role also involves providing compliance training drafti...

Location:4900 Tiedeman Road Brooklyn OhioJob SummaryThe Compliance Officer plays a key role in ensuring Key Investment Services LLC meets regulatory and internal standards. The primary responsibility is conducting branch inspections though this role also involves providing compliance training drafti...

Wintrust provides community and commercial banking specialty finance and wealth management services through its 16 bank charters and nine non-bank businesses. Wintrust delivers the sophisticated solutions of a large bank while staying true to the relationship-focused personalized service of our comm...

DescriptionBecome an integral part of the Consumer and Community Banking team where you will have the opportunity to work in a fast-paced organization and each day will be unique! This role provides a platform for professional growth and skill enhancement. Be part of a team that is results-oriented...

Job ID: 65248 Job Title: CONTRACT COMPLIANCE OFFICER Location: Nashville TN (Hybrid Job) Duration: 3 Months Client: TN DOT Job Description: We are seeking a results-driven candidate who excels in clear concise and proactive communication. The ideal candidate demonstrates sound judgment and consis...

Full-timeDescriptionInterlink seeks an innovative Executive Assistant to the CEO/CTO to join our team on-site in our Mason Ohio office. Interlink is a nationally recognized IT consulting company offering the flexibility of a small company while providing stability and benefits usually found at enter...