Ethics And Compliance Jobs in London
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429 Jobs Found | Sort By : Relevance | Posted Date
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Compliance Associate
Alvar
Role:The Compliance Associates primary focus is to undertake the daytoday review and analysis of surveillance alerts conduct communications monitoring and provide broader support to the Compliance team across a variety of regulatory activities.Key responsibilities:Review daily trading activity to id...
Generalist Compliance Associateavp
Blackstone
Blackstone is the worlds largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors the companies we invest in and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems...
Emea Marketing And Distribution Compliance, Associ...
Blackrock
About this roleBlackRock is one of the worlds preeminent asset management firms and a premier provider of global investment management risk management and advisory services to institutional intermediary and individual investors around the world. BlackRock offers a range of solutions. Our clients can...
Finance Manager, Statutory Financial Reporting And...
Amazon
We are seeking a Finance Manager to become a key member of the Statutory Financial Reporting and Compliance team located in our London office. The role has responsibility for aspects of the controllership and accounting function in support of the EMEA operations. The accounting flows are operated in...
Chief Compliance Officer
Mercor
About the job Mercor connects elite creative and technical talent with leading AI research labs. Headquartered in San Francisco our investors include Benchmark General Catalyst Peter Thiel Adam DAngelo Larry Summers and Jack Dorsey. Position: Compliance Officer Type: Contract Compensation: $90$150/h...
Legal Compliance Officer
Merlin Entertainments
What youll bring to the teamLegal Compliance OfficerLocation: Hybrid - Open to South England offices (Poole Basingstoke London)Hours:40 hours per weekContract:Permanent - SalariedThe Legal Compliance Officer is responsible for supporting the day-to-day activities of the global Business Ethics & Comp...
Senior Compliance Manager
Vedder Careers
NOTE: We are only accepting applications from direct applicants and agencies with which we have current agreed terms. Vedders London office is seeking a Senior Compliance Manager. The Senior Compliance Manager will oversee the London and Singapore offices compliance functions ensuring regulatory obl...
Tax Reporting & Compliance Manager
Ryan Specialty
Position Summary:The Tax Reporting & Compliance Manager will be responsible for ensuring that accurate and complete financial information is available to external tax compliance providers across all monthly quarterly and annual filing cycles (excluding payroll). This role will oversee the end to end...
Global Financial Crimes Compliance Monitoring And ...
Prudential Uk Services
Our purpose is to give everyone real confidence to put their money to work. With a heritage dating back more than 175 years we have a long history of innovation in savings and investments combining asset management and insurance expertise to offer a wide range of solutions.Our two distinct operating...
Product Compliance And Risk Manager Assets
Wise
Were looking for a Product Compliance Manager to join and support the Assets Product Compliance team in the UK. This role is hands-on a unique opportunity to have an impact on Wises mission grow as a product and compliance manager and help save millions more people money. Your Mission:In 2021 Wise l...
Head Of Compliance And Employment Law
Sitecore
DescriptionAbout Us: At Sitecore our mission is to simplify how brands reach engage and serve people by delivering intelligent personalised digital experiences that connect the world. We empower the worlds most iconic brands to build lifelong relationships with their customersseamlessly smartly and...
Gas Compliance Officer
Borough Of Lambeth
DescriptionLambeth Agency Workers- Click here to ApplyGas Compliance Officer REF: 2735SO2: 42912 pa rising in annual increments to 44235 pa inc LW.Permanent and Full TimeAbout Us:Located in the heart of South London Lambeth Borough is a vibrant community of over 317600 residents. Stretching from the...
Senior Manager, Global Associate Relations Hr Comp...
Marriott Hotels Resorts
DescriptionPosition SummaryThe Global Associate Relations team supports Marriotts worldwide Associate Relations function across the US/Canada international Continents and MIHQ. This role is a key member of the global HR team and partners closely with leadership to advance a consistent proactive appr...
Regional Regulatory Data Compliance Manager
Gsk
We create a place where people can grow be their best be safe and feel welcome valued and included. We offer a competitive salary an annual bonus based on company performance healthcare and wellbeing programmes pension plan membership and shares and savings programme.We embrace modern work practises...
Senior Financial Crime Compliance Specialist
The Vanguard Group
The RoleWe are seeking a highly capable and strategically minded Senior Specialist Financial Crime Compliance to play a pivotal role in safeguarding our European businesses against financial crime risks. This role sits within the AntiFinancial Crime function and carries significant responsibility f...
Compliance Financial Crime Controls Associate Lond...
Goldman Sachs
DescriptionThe Goldman Sachs Group Inc. is a leading global financial services firm providinginvestment banking securities and investment management Sachs provides a wide range of services worldwide to a substantial and diversified client base that includes corporations financial institutions gover...
Compliance Manager Aml & Sanctions 12 Month Fixed ...
Euroclear
DescriptionThe Compliance Manager supports the EUI Compliance function in the design implementation and maintenance of a risk-based compliance framework. The role provides independent second line oversight guidance and challenge to the business in relation to compliance risks.The role also acts as t...
Markets Operational Risk Management – Vice Preside...
Jpmorganchase
DescriptionOperational Risk Management (ORM) is part of the Compliance Conduct and Operational Risk (CCOR) function within the Risk Management and Compliance organization. CCOR maintains oversight of the firms compliance conduct and operational risk management activities and are responsible for the...
Eui Compliance Senior Manager Covering Data, Perso...
Euroclear
DescriptionAbout EuroclearEuroclear is a financial market infrastructure that provides settlement and related services for domestic and international securities transactions. Euroclear UK & International (EUI) operates regulated market infrastructure services in the UK and is part of the Euroclear G...
Director, Audit Risk & Compliance Services
Liberty Global
Were looking for a Director Audit Risk and Compliance Services to join us in London or Bradford United KingdomThe Director Audit Risk and Compliance Services provides leadership and strategic direction for Liberty Blumes ARC department within Blume Business Solutions (BBS). The Director will ensure...