Compliance Administrator Jobs in Leeds
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Compliance Administrator
Teneo
Leeds - UK
The RoleTeneo Financial Advisory are looking for a Compliance Administrator to join our growing Quality & Risk Management (QRM) team in Leeds.Key ResponsibilitiesCoordination of QRM reportingrequirementsand compliance calendar including initial requests for data etcCoordination of bulkprofessionalm...
Compliance Associate
Bhft
Dubai - UAE
Surveillance & Monitoring:Monitor and review trading activity for potential market abuse manipulative behavior or other regulatory violations using surveillance tools.Investigate alerts and escalate potential issues to senior compliance leadership.Position Limit Oversight:Track and monitor firm and...
