Enter a job title or keyword
Compliance Officer (Market Conduct)
Job Location:
Job Location:
Centurion - South Africa
Monthly Salary:
Not provided by the employer
Monthly Salary:
Posted:
6 September 2026 (4 hours ago)
Posted:
Application Deadline:
4 December 2026
Application Deadline:
Vacancies:
1 Vacancy
Vacancies:
Job Summary
Compliance Officer (Market Conduct)
About the Role
Were looking for a Compliance Officer to act as a trusted advisory partner within our second-line assurance function. This is an advisory role not a monitoring role youll embed regulatory requirements into business decision-making product design and operational practices across a large complex Investment Management environment.
Scope
Were looking for a Compliance Officer to act as a trusted advisory partner within our second-line assurance function. This is an advisory role not a monitoring role youll embed regulatory requirements into business decision-making product design and operational practices across a large complex Investment Management environment.
Scope
- Advisory oversight across more than 6 legal entities representing approximately R880 billion in assets under management
- Regulatory frameworks including FAIS CISCA PFA LTI and POPIA
- Provide practical solution-oriented compliance advice to operational product distribution and support teams
- Embed regulatory requirements into products services and customer journeys
- Identify regulatory and conduct risks; partner with the business on sustainable remediation
- Support fair customer outcomes and challenge practices that expose the business to regulatory harm
- Participate in change initiatives and projects addressing regulatory considerations upfront
- Maintain and enhance the Compliance Requirement Universe and related controls
- Track compliance breaches support root-cause analysis and escalation
- Prepare compliance reports for management and governance committees
- Support regulatory submissions inspections thematic reviews and audits
- Deliver compliance training and coach junior team members
- Matric plus a relevant tertiary qualification (Law Compliance Risk Management Finance or Business)
- FSCA approval as a Compliance Officer
- RE3 or RE4 with Phase I Compliance approval
- 58 years regulatory compliance experience in financial services or a regulated environment
- Proven experience in Investment Management
- Demonstrated experience in business partnering/advisory compliance roles
- Experience in breach management and regulatory reporting
- Strong knowledge of market conduct legislation (FAIS CISCA POPIA PFA)
- Exposure to compliance technology data and AI tools (advantageous)
Required Experience:
Unclear Seniority
About Company
We are the calm amid your chaos. We deliver unique, unconventional and unexpected solutions, brought to life through creative excellence.
