Client Onboarding & Maintenance Executive

Were looking for a proactive and diligentClient Onboarding ExecutiveorKYC Analystto join our team and help deliver exceptional onboarding experiences for our clients. This role is ideal for someone who thrives in a fast-paced environment takes pride in precision and enjoys working collaboratively across the business.

What youll be doing

• Managingend-to-end KYC due diligencefor new and existing clients including individuals corporates and other legal entities.
• Acting as theprimary point of contactthroughout the client onboarding journey.
• Carrying out comprehensive assessments across key areas such asCDD EDD Source of Wealth/Funds PEPs Sanctions and Adverse Media Screening as well asSuitability/AppropriatenessMiFID categorisationFATCA/CRS andEMIRrequirements.
• Identifying gaps collecting and verifying documentation using both internal systems and reputable external sources.
• Assessing customer risk profiles spotting potential financial crime indicators (e.g. money laundering or fraud) and escalating concerns appropriately.
• Utilising open-source tools and platforms such as company registries and LexisNexis to support due diligence work.
• Reviewing a wide range of entity types and structures including corporates funds partnerships and trusts.
• Ensuring all KYC/AML records meet internal policies regulatory standards and industry best practice both local and international.
• Maintaining accurate and up-to-date client information across internal systems.
• Managing workflow to ensuretimely completionof reviews and daily priorities.
• Supporting departmental and cross-functional projects as required.
• Tracking outstanding queries through to resolution and ensuring clear documentation of actions for accurate MI.
• Building strong working relationships with teams such asSales Financial Crime Compliance and Legalto help remove onboarding blockers.
• Contributing to the enhancement of KYC procedures and best practice frameworks.
• Staying up to date with regulatory developments and industry trends across AML KYC and Suitability/Appropriateness.

What youll bring

• At least2 years experiencein KYC and client onboarding.
• Strong working knowledge ofend-to-end KYC including complex structures.
• Solid understanding ofPEPs sanctions and adverse media screening.
• Experience withSuitability/Appropriateness assessmentsandMiFID categorisation.
• Familiarity with relevant regulations such asFCA requirements JMLSG guidance MiFID andMoney Laundering Regulations.
• Confidence in sourcing CDD information from publicly available sources.
• Excellent analytical investigative and numerical skills with high attention to detail.
• Strong communication skills both written and verbal with an ability to collaborate effectively across teams.
• Able to work independently while contributing positively to a team environment.
• Some knowledge of trading instruments (advantageous but not essential).

CMC Markets is an equal opportunities employer and positively encourages applications from suitably qualified and eligible candidates regardless of gender sexual orientation marital or civil partner status gender reassignment race colour nationality ethnic or national origin religion or belief disability or age