Compliance Quality Assurance Officer

Duties & Respoonsibilities

• Conduct periodic testing of compliance activities including transaction monitoring system and alerts customer on-boarding (KYC/CDD/EDD) files STR and other regulatory filings screening system and dispositions to ensure adherence to internal policies and regulatory requirements
• Identify deficiencies control gaps or operational errors within AML and compliance processes and escalate findings with clear remediation recommendations
• Effectively manage internal and external compliance audits/examinations.
• Keep track of compliance exceptions from internal and external examinations and ensure timely closure
• Conduct thematic reviews on high-risk operational areas to prevent repeat findings.
• Ensure high quality of all team output by providing necessary support for all compliance-related matters
• Drive continuous process improvements within AML/CFT compliance. Identify necessary corrections and ensure effective implementation of changes to enhance operational efficiency
• Develop and maintain quality assurance scorecards and dashboards to monitor trends in deficiency rates and operational performance.
• Prepare and present quality assurance findings and risk insights to senior management.
• Any other task that may be assigned by the supervisor or CCO from time to time.

Requirements

• Education: Bachelors Degree in Business Administration Public Policy Law Risk Management or a related field.
• Professional certification in compliance such as DCP CAMS ICA CFE
• General Experience: A minimum of 6 years of relevant compliance and Audit experience preferably in reputable financial institutions or in the payments industry.
• A critical thinker with strong and proven analytical capabilities.