Compliance Jobs in Mauritius

As a Senior Compliance Officer you will play a key role within the second line of defence ensuring the business operates in full compliance with regulatory requirements and internal policies. Acting as a trusted advisor youll provide expert guidance on complex compliance matters support the developm...

Job Title:- Compliance & Quality - Shiv am Stock Broking Limited Role Overview:About Shiv am Stock Broking Limited: Shiv am Stock Broking Company is an Authorized Regional Business Partner of Mire Asset Sharekhan.Position: - Compliance & Quality Location: -Patna BiharKey Responsibilities:Call Monit...

Job Summary : The Compliance Assistant will support the Associate Manager and Officers in maintaining regulatory compliance and managing client risk assessments. The role encompasses a range of compliance activities including due diligence procedures regulatory approvals and comprehensive client rev...

JOB SUMMARY: A review position responsible for ensuring quality and accuracy of AML/KYC and FATCA deliverables across all complexity levels. This role reviews compliance documentation validates risk assessments and provides technical input while ensuring adherence to regulatory standards.What you wi...

Purpose of the JobAssist the Global Head of Risk and Compliance GCC and Risk and Compliance Manager in the active management of compliance monitoring programme for various Ocorian offices.  Responsible for various risk and compliance tasks for Ocorian Group.Main ResponsibilitiesCarrying out tests on...

What you will do:You will execute Anti-Money Laundering (AML) and Know Your Customer (KYC) processes including reviewing documentation for completeness processing standard investor onboarding files and ensuring data accuracy throughout the client intake processYou will manage FATCA/CRS documentation...

What you will do: Execute Anti-Money Laundering (AML) and Know Your Customer (KYC) processes including reviewing documentation for completeness processing standard investor onboarding files and ensuring data accuracy throughout the client intake processManage FATCA/CRS documentation requirements by...