A leading global investment platform with $100B AUM is seeking anInvestment Compliance VPto join its growing Boston office. This is a high-visibility role supporting the firms expanding private credit and private investment activity with the opportunity to sit close to the deal process and partner directly with investment professionals.
Key Responsibilities:
- Serve as part of the firmsControl Room: conflicts clearance wall-crossing restricted list oversight and MNPI management.
- Review and negotiatedeal-related NDAsand support transaction onboarding.
- Partner with investment teams on pipeline activity identifying and mitigating conflicts across public and private markets.
- Support integration of compliance technology platforms and data migration.
- Contribute to regulatory analysis policy updates and broader compliance initiatives.
Qualifications:
- JD required(to manage NDA execution and legal issue spotting)
- Relevant compliance or legal experience ideally with control room exposure at an investment bank.
- Strong commercial understanding of deals structures and capital markets; more important than pure check-the-box compliance.
- Experience handling MNPI/conflicts processes and familiarity with deal onboarding.
- Ambitious detail-oriented and motivated to grow within a buy-side environment.
Why Join:
- Platform ingrowth modewith significant deal activity and career advancement opportunities.
- Dynamic collaborative culture with exposure across public and private markets.
A leading global investment platform with $100B AUM is seeking anInvestment Compliance VPto join its growing Boston office. This is a high-visibility role supporting the firms expanding private credit and private investment activity with the opportunity to sit close to the deal process and partner d...
A leading global investment platform with $100B AUM is seeking anInvestment Compliance VPto join its growing Boston office. This is a high-visibility role supporting the firms expanding private credit and private investment activity with the opportunity to sit close to the deal process and partner directly with investment professionals.
Key Responsibilities:
- Serve as part of the firmsControl Room: conflicts clearance wall-crossing restricted list oversight and MNPI management.
- Review and negotiatedeal-related NDAsand support transaction onboarding.
- Partner with investment teams on pipeline activity identifying and mitigating conflicts across public and private markets.
- Support integration of compliance technology platforms and data migration.
- Contribute to regulatory analysis policy updates and broader compliance initiatives.
Qualifications:
- JD required(to manage NDA execution and legal issue spotting)
- Relevant compliance or legal experience ideally with control room exposure at an investment bank.
- Strong commercial understanding of deals structures and capital markets; more important than pure check-the-box compliance.
- Experience handling MNPI/conflicts processes and familiarity with deal onboarding.
- Ambitious detail-oriented and motivated to grow within a buy-side environment.
Why Join:
- Platform ingrowth modewith significant deal activity and career advancement opportunities.
- Dynamic collaborative culture with exposure across public and private markets.
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