Associate, Regulatory Operations

Job Purpose
To support the accurate timely and complete delivery of regulatory transaction reporting across regimes including MiFID II EMIR SFTR MAS and ASIC while contributing to ongoing improvements in data quality controls and reporting processes.

Key Responsibilities

• Support daily BAU regulatory reporting activities across multiple regimes.
• Monitor investigate and resolve reporting exceptions breaks and rejections.
• Perform reconciliations between trading systems internal records and reporting outputs to ensure completeness and accuracy.
• Respond to internal and external queries relating to regulatory reporting submissions.
• Produce and maintain management information (MI) covering reporting volumes data quality and trends.
• Assist with impact assessments for regulatory or business change initiatives.
• Support data discovery documentation testing (including UAT) and defect investigation as part of change delivery.
• Liaise with Technology Compliance Operations and external vendors to support accurate reporting and timely issue resolution.
• Escalate issues appropriately and support audit or regulatory review requests when required.

Required

• 14 years experience in regulatory reporting regulatory operations or a related financial services role.
• Exposure to one or more transaction reporting regimes (e.g. MiFID II EMIR SFTR MAS ASIC).
• Understanding of the trade lifecycle and financial instruments (e.g. equities derivatives FX fixed income commodities).
• Strong analytical skills with high attention to detail.
• Ability to work collaboratively within a global distributed team.

Desirable

• Experience working with regulatory reporting platforms or vendors.
• Exposure to reconciliations operational controls or MI production.
• Experience supporting UAT or change delivery initiatives.
• Basic data analysis or querying skills (e.g. SQL).