Assistant Vice President, Compliance (Maternity Cover)

SGX

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profile Job Location:

Singapore - Singapore

profile Monthly Salary: Not Disclosed
Posted on: 5 hours ago
Vacancies: 1 Vacancy

Job Summary

Role Purpose

This role will support the daytoday operation of SGXs compliance framework with a focus on core regulatory compliance policy implementation monitoring activities and regulatory engagement.

Job Responsibilities

  • Regulatory Compliance Advisory: Provide daytoday regulatory compliance advisory to business and support functions on applicable SGX MAS and other regulatory requirements.
  • Compliance Policies Controls and Monitoring: Maintain compliance policies procedures and internal controls. Support compliance testing and monitoring reviews and other thematic reviews.
  • Incident Management and Escalation: Support the handling of compliance breaches incidents internal escalations and issue remediation including coordination of regulatory notifications where required.
  • Regulatory Reporting: Assist with preparation and coordination of regulatory submissions responses to regulator queries and information requests and support regulatory inspections as required.
  • Training & Awareness: Support delivery of compliance training and awareness initiatives to reinforce regulatory expectations and compliance standards.

Skills and Experience

  • Experience in regulatory compliance within a regulated financial institution with exposure to MAS.
  • Ability to operate independently and manage multiple priorities.
  • Excellent drafting stakeholder engagement and regulatory interface skills.
  • Comfortable working with established compliance processes systems and documentation and maintaining accurate records and trackers.

Required Experience:

Exec

Role Purpose This role will support the daytoday operation of SGXs compliance framework with a focus on core regulatory compliance policy implementation monitoring activities and regulatory engagement.Job Responsibilities Regulatory Compliance Advisory: Provide daytoday regulatory compliance advisor...
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Asia’s most international, multi-asset exchange, operating securities, fixed income and derivatives markets to the highest regulatory standards.

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