Assistant Vice President, Compliance (Maternity Cover)
Job Summary
Role Purpose
This role will support the daytoday operation of SGXs compliance framework with a focus on core regulatory compliance policy implementation monitoring activities and regulatory engagement.
Job Responsibilities
- Regulatory Compliance Advisory: Provide daytoday regulatory compliance advisory to business and support functions on applicable SGX MAS and other regulatory requirements.
- Compliance Policies Controls and Monitoring: Maintain compliance policies procedures and internal controls. Support compliance testing and monitoring reviews and other thematic reviews.
- Incident Management and Escalation: Support the handling of compliance breaches incidents internal escalations and issue remediation including coordination of regulatory notifications where required.
- Regulatory Reporting: Assist with preparation and coordination of regulatory submissions responses to regulator queries and information requests and support regulatory inspections as required.
- Training & Awareness: Support delivery of compliance training and awareness initiatives to reinforce regulatory expectations and compliance standards.
Skills and Experience
- Experience in regulatory compliance within a regulated financial institution with exposure to MAS.
- Ability to operate independently and manage multiple priorities.
- Excellent drafting stakeholder engagement and regulatory interface skills.
- Comfortable working with established compliance processes systems and documentation and maintaining accurate records and trackers.
Required Experience:
Exec
About Company
Asia’s most international, multi-asset exchange, operating securities, fixed income and derivatives markets to the highest regulatory standards.