Compliance, Conduct & Insider Threat, Associate, Richardson TX
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Job Location:
Richardson, TX - USA
Monthly Salary:
Not Disclosed
Posted on:
23 hours ago
Vacancies:
1 Vacancy
Job Summary
Description
Financial Crime Compliance team (FCC)
At Goldman Sachs we commit our people capital and ideas to help our clients shareholders and the communities we serve to grow. Founded in 1869 we are a leading global investment banking securities and investment management firm. Headquartered in New York we maintain offices around the world.
Global Compliance
Our division prevents detects and mitigates compliance regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance. Compliance accomplishes these through the firms enterprise-wide compliance risk management program. As an independent control function and part of the firms second line of defense Compliance assesses the firms compliance regulatory and reputational risk; monitors for compliance with new or amended laws rules and regulations; designs and implements controls policies procedures and training; conducts independent testing; investigates surveils and monitors for compliance risks and breaches; and leads the firms responses to regulatory examinations audits and inquiries. Youll be part of a team with members from a wide range of academic and professional backgrounds such as law accounting sales and trading. We look for those who possess sound judgment curiosity and are able to adapt to a changing regulatory landscape.
Financial Crime Compliance team (FCC)
FCC is part of the firms Global Compliance Division and is responsible for coordinating Goldman Sachs enterprise-wide anti-money laundering anti-bribery and government sanctions compliance efforts. FCC also oversees the Conduct and Integrity team which is responsible for the firms Compliance Conduct Program and Business Integrity Program and for supporting the Firmwide Insider Threat Program. Accordingly Conduct and Integrity assists with mitigating the risk of misconduct across the firm including through the development of policies and procedures that address conduct risk and the management of internal investigations as appropriate.
ROLE AND RESPONSIBILITIES
The team is looking for well-rounded professionals to make an impact on the firms insider threat program by developing and executing forensic reviews that are effective efficient and innovative. Ideal candidates are detail-oriented investigators who can identify key signals in large data sets and present findings to stakeholders with varying degrees of seniority. The ability to write clear and accurate summaries is critical. This is an exciting opportunity for a self-motivated team player seeking experience in the conduct risk space at Goldman Sachs. Primary responsibilities include:
- Developing and executing investigations designed to mitigate conduct risk
- Identifying areas of conduct risks impacting the firm
- Coordinating escalations across a global network of stakeholders
- Mastering a range of investigative applications and forensic techniques and methodologies
- Communicating and presenting to senior stakeholders
- Maintaining written procedures and trainings to support the teams forensic program
- Challenging existing control features and proposing enhancements for continuous improvement
BASIC QUALIFICATIONS
- Bachelors degree
- 2-4 years of relevant work experience (with financial services experience preferable)
- Ability to coordinate and resolve conduct-related escalations
- Excellent writing evidence-gathering and organizational skills
- Strong data/document management abilities
- Consistent attention to detail and commitment to quality
- Effective interpersonal skills and ability to forge strong relationships with colleagues
PREFERRED QUALIFICATIONS
- Compliance auditing testing legal or regulatory/law enforcement experience
- Strong academic background
- Experience with web-based investigative tools and case-management applications
- Prior employment on a global investigative team
ABOUT GOLDMAN SACHS
At Goldman Sachs we commit our people capital and ideas to help our clients shareholders and the communities we serve to grow. Founded in 1869 we are a leading global investment banking securities and investment management firm. Headquartered in New York we maintain offices around the world.
We believe who you are makes you better at what you do. Were committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally from our training and development opportunities and firmwide networks to benefits wellness and personal finance offerings and mindfulness programs. Learn more about our culture benefits and people at
Were committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:
The Goldman Sachs Group Inc. 2023. All rights reserved.
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race color religion sex national origin age veterans status disability or any other characteristic protected by applicable law.
Required Experience:
IC
About Company
The Goldman Sachs Group, Inc. is a leading global investment banking, securities, and asset and wealth management firm that provides a wide range of financial services.
