Internal Audit (Capital Markets) Manager and Sr. Manager

Acme Services Private Limited

Job Location:

Mumbai - India

Monthly Salary: Not Disclosed

Posted on: 30+ days ago

Vacancies: 1 Vacancy

Job Summary

Job Description:-

Roles & Responsibilities:-

Execute and lead internal audit engagements for capital market clients
Evaluate internal controls risk management frameworks and governance processes
Review compliance with SEBI and other regulatory requirements
Conduct process audits operational audits and risk assessments
Identify control gaps and provide practical value-driven recommendations
Work closely with client stakeholders including senior management
Support in SOX / IFC testing and implementation (if applicable)
Use data analytics tools to enhance audit effectiveness

Eligibility Criteria

Qualified Chartered Accountant (CA)
6 years of experience in Internal Audit / Risk Advisory
Strong exposure to Capital Markets / Financial Services
Experience in brokerage trading or investment firms preferred

Job Description:- Roles & Responsibilities:- Execute and lead internal audit engagements for capital market clients Evaluate internal controls risk management frameworks and governance processes Review compliance with SEBI and other regulatory requirements Conduct process audits oper...