Fund Servicing Associate Depositary Services

• Exception Monitoring & Triage:
  Monitor compliance exceptions at daily cutoffs ensuring timely escalation of material issues.

• Alert Investigation:
  Analyze exceptions using instrument data rule logic and prospectus terms to determine validity.

• False Alert Remediation:
  Work with data management and rule teams to fix false positives validate fixes in test and production environments.

• Compliance Run Management:
  Ensure compliance processes and schedules complete on time; manage dependencies and re-runs to meet SLAs.

• Data Feed Issue Resolution:
  Research and resolve data import/feed issues with providers and internal stakeholders; document outcomes and preventive actions.

• Stakeholder Engagement:
  Collaborate with Operations Technology Investment teams and third-party vendors for timely issue resolution.

• MI Production & Reporting:
  Generate and present MI on alert volumes false positive rates turnaround times and run timeliness.

• Audit & Documentation:
  Maintain evidence audit trails and decision logs; ensure procedures are current and effective.

Required qualifications capabilities and skills

• Analytical Skills:
  Experience interrogating datasets to validate rule triggers and exception drivers.

• Investment Knowledge:
  Understanding of investment instruments portfolio structures and fund restrictions.

• Compliance Engine Familiarity:
  Knowledge of rule-based compliance engines and scheduling concepts.

• Root Cause & Defect Management:
  Proficiency in root cause analysis and implementing durable fixes.

• Communication:
  Strong written and verbal skills for escalation stakeholder alignment and audit documentation.

• Time Management:
  Ability to prioritize and meet daily cutoffs under SLA pressure.

• Data Tools Proficiency:
  Skilled with spreadsheets data analysis tools and interpreting flat files and feed logs.