Manager Risk Advisory (Internal Audit & SOX Financial Services) (NY)
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Job Location:
New York City, NY - USA
Yearly Salary:
$ 95750 - 200000
Posted on:
5 days ago
Vacancies:
1 Vacancy
Job Summary
From the beginning our goal was to establish an advisory firm that stands apart from the rest one that is grounded in our Core Values and dedicated to creating a positive experience not just for our clients but for our people too. We firmly believe in the strength of collaboration enthusiasm generosity and perseverance as the driving forces behind our success. With advisory solutions spanning accounting and risk technology-enabled transformation and transactions we partner with our clients to solve todays challenges and deliver present and future value.
Our commitment to our people has earned us numerous awards including Inc5000s Fastest Growing Companies and Glassdoors Best Places to Work. Explore what our employees have to say about our unique culture by clicking here.
We are seeking a Manager with expertise in Internal Audit within the Financial Services sector specializing in evaluating the financial operations processes and controls of organizations such as banks investment firms and other financial institutions.
By joining our rapidly growing Risk Advisory practice you will serve as a trusted partner to our clients. Youll bring your first-hand experience unique perspectives and functional knowledge to deliver tailored integrated solutions that solve todays challenges and set the foundation for future success. With support from experienced leaders and a dedicated coach you will join a collaborative community that invites you to contribute beyond the scope of client delivery.
What Youll Do:
- Serve as an analyst on a broad range of audit risk assessment control testing and risk management projects by conducting fieldwork testing controls preparing work papers and ensuring the creation of exceptional deliverables that surpass client expectations
- Conduct preliminary analyses and assessments of assigned operating units business areas or controls
- Perform walkthroughs with management to document processes including narratives flow charts and risk control matrices
- Evaluate and test internal controls and develop tailored remediation strategies for identified risk and control gaps
- Assess financial risks such as liquidity risk credit risk model risk operational risk and market risk and ensure that the organization has robust risk management processes in place
- Ensure compliance with various financial regulations and standards such as Sarbanes-Oxley (SOX) Basel III and CCAR (for banks) and IFRS or GAAP accounting standards as well as local regulatory frameworks
- Assist Managing Consultants in driving operational excellence by actively participating in ongoing projects including engagement planning budget development progress monitoring and quality control of deliverables
- Develop a comprehensive knowledge of business and operational processes and controls
- Cultivate new and deepen existing client relationships leveraging a deep understanding of their business and delivering exceptional results
- Collaborate with CrossCountry and client team members to address business obstacles explore potential solutions and create impactful deliverables
What Youll Bring:
- 5 years of prior financial services experience in professional services or industry (public accounting advisory firm management consulting firm or financial institution)
- Experience auditing Financial Crime (Anti-Money Laundering Anti-Bribery and Corruption and Sanctions)
- Experience auditing asset and wealth managers for investments and processes
- Proficiency in identifying and analyzing key financial risks including liquidity credit model operational and market risks
- Excellent written and verbal communications and analytical thinking skills
In depth understanding on the following:
- Business areas and processes related to Sales Trading Compliance and Operations
- Products including equities fixed income swaps commodities and currencies (digital assets experience a plus)
- Regulatory requirements impacting financial services including those related to compliance risk management and reporting (e.g. CCAR regulatory requirements capital calculation and reporting financial reporting)
Qualifications:
- A bachelors degree from an accredited university
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For applicants located in New York CrossCountry Consulting is required to include an estimate of the compensation range for this role. The following range takes into account a wide range of factors including but not limited to skills experience education licenses certifications business needs and internal equity. An estimate of the current range is $95750 - $200000 per year annual bonus additional benefits.
Benefits Summary
The CrossCountry total rewards package includes comprehensive healthcare options including medical dental and vision coverage; flexible spending accounts; and a 401(k) with company matching. Additionally employees can take advantage of generous parental and maternity leave policies technology stipends and wellness reimbursement programs all designed to support both professional growth and personal well-being. For detailed information about benefits at CrossCountry please visit our dedicated benefits site: Employment Opportunity (EEO)
CrossCountry provides equal employment opportunities (EEO) to all employeesand applicants for employment and believes that respect and fair treatment are critical to creating a productive and inclusive workplace.
As an equal opportunity employer CrossCountry is fully committed to comply with all federal state and local laws and prohibits discrimination and harassment of any type without regard to race color religion age sex national origin disability pregnancy genetics sexual orientation veteran status gender identity or expression or any other protected characteristic. The company also complies with pay transparency and labor laws applicable to all terms and conditions of employment.
We may use artificial intelligence (AI) tools to support parts of the hiring process such as reviewing applications analyzing resumes or assessing responses. These tools assist our recruitment team but do not replace human judgment. Final hiring decisions are ultimately made by humans. If you would like more information about how your data is processed please contact us.
Required Experience:
Manager
About Company
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