Investment Specialist Investment Advisor
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Job Summary
KEY FEATURES OF THE POSITION
Core Functional
- Providing end-to-end investment advisory services with a special focus
on direct equities as an asset class
- Profiling clients and documenting their investment objectives
- Tracking equity markets creating model portfolios and building a robust
direct equities offering within investment advisory
- Creating advisory pitches and investment proposals
- Carrying out portfolio reviews
- Providing regular guidance and advice on markets investments and products
Client Management (Internal & External)
- Working closely with Relationship Managers and their advisory clients
- Interacting regularly (including presentations) with clients for advisory
requirements
- Working closely with RMs Team Heads and Business Heads for pitching
advisory credentials to prospects
Regulatory Responsibilities & Risk Management
- Part of the Investment Advisory Division
- Compliance with SEBI Investment Advisory Regulations
- Liaise with Legal Compliance and Operations for process and
documentation-related aspects and regulatory requirements
SKILLS REQUIREMENTS
Personal and Social
- Good communication skills (verbal and written)
- Good collaboration skills
Professional and Technical
- Approximately 8-10 years of experience
- Strong functional knowledge across asset and product classes
- Certified as a Registered Investment Advisor under SEBI IA Regulations
- Strong analytical skills; proficiency with MS Word Excel PowerPoint
- Good presentation skills
Required Skills:
Direct Equities expertise stock analysis model portfolio constructionSEBI Registered Investment Advisor (RIA) certification
