Deputy Regulatory Counsel

Susquehanna has an opportunity for an Attorney to join our Regulatory Counsel Team within our Compliance department in our Bala Cynwyd headquarters. Work closely in supporting the Global Head of Compliance and the Chief Regulatory Officer. This team supports a wide variety of issues across the firm and interfaces directly with trading technology operations and legal teams as well as with external regulators market participants and others.

In this role you will:

• Advise Susquehanna personnel about regulatory requirements regarding securities commodities and swaps particularly focused on matters related to trading and market
• Assess new regulations and their impact on Susquehanna advise staff and assist in coordination with other members of the compliance department to implement and/or enhance existing framework
• Draft written supervisory procedures and other compliance documents
• Coordinate regulatory examinations and inquiries
• Represent Susquehanna personnel at depositions and informal interviews
• Represent Susquehanna and its personnel in disciplinary matters arbitrations and other litigation
• Coordinate with outside counsel as needed
• Represent Susquehanna before regulators and other parties regarding industry issues and concerns

• Minimum of 8 years of experience in regulatory litigation and compliance matters with exposure to trading and market issues involving the SEC and/or FINRA
• Ability to operate on a global scale partnering with regulatory teams to ensure effective global coordination
• First chair experience taking depositions and/or representing deponents
• Juris Doctor

If youre a recruiting agency and want to partner with us please reach out to Any resume or referral submitted in the absence of a signed agreement will not be eligible for an agency fee.

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