Assistant Manager Surveillance
Share
Job Location:
Monthly Salary:
Posted on:
13 hours ago
Vacancies:
1 Vacancy
Job Summary
Some careers shine brighter than others.
If youre looking for a career that will help you stand out join HSBC and fulfil your potential. Whether you want a career that could take you to the top or simply take you in an exciting new direction HSBC offers opportunities support and rewards that will take you further.
HSBC is one of the largest banking and financial services organisations in the world with operations in 64 countries and territories. We aim to be where the growth is enabling businesses to thrive and economies to prosper and ultimately helping people to fulfil their hopes and realise their ambitions.
We are currently seeking an experienced professional to join our team in the role ofAssistant Manager - Surveillance
In this role you will:
- Review investigate and escalate alerts generated by the Surveillance system. This system is designed to identify breaches of internal policies surrounding Information Boundaries or individual behavior that may signify potential risk to company and / or its clients in particular that of Market Abuse risks.
- Undertaking daily weekly and monthly monitoring tests to ensure that the risks within the Surveillance RC monitoring plan are mitigated.
- Identify improvements and assist in the on-going development of systems to improve the efficiency of monitoring.
- Assist with the User Acceptance Testing (UAT) of newly developed monitoring tests.
- Production of accurate and in-depth Management Information (MI).
- Foster a close relationship with the various teams both on and off-shore.
- Maintain HSBC internal control standards including the timely implementation of internal and external audit points together with any issues raised by external regulators.
To be successful you will:
- Strong interpersonal skills and experience of working effectively within a small team;
- Knowledge of financial markets and in particular financial market regulation.
- Experience in Trade Surveillance E Communication Surveillance or Audio Surveillance monitoring / oversight or related environment is preferable.
- Knowledge of the surveillance tool is preferable.
- Ability to understand trade and electronic/Voice communications and analyze these for the detection of potential Market Abuse.
- Ability to work under pressure and within tight time-lines. Excellent time management and prioritization of work tasks.
- Ability to handle escalated issues and take these forward with Senior Management.
- Any compliance certification
Youll achieve more when you join HSBC.
Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement which is available on our website.
***Issued By HSBC Electronic Data Processing (India) Private LTD***
Required Experience:
Manager
About Company
HSBC Holdings plc is a British multinational investment bank and financial services holding company. It was the 7th largest bank in the world by 2018, and the largest in Europe, with total assets of US$2.558 trillion.
