Regulatory Compliance Manager
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Job Location:
Fishers, IN - USA
Monthly Salary:
Not Disclosed
Posted on:
Yesterday
Vacancies:
1 Vacancy
Job Summary
About the Position:
As the Regulatory Compliance Manager you will coordinate and execute risk-based regulatory compliance monitoring reviews across all business lines while providing oversight of Compliance staff. You will support all lines of business in evaluating and ensuring compliance with all applicable federal and state banking laws and regulations.
What You Will Do:
- Execute Banks Compliance Management System and Program to align with regulatory guidance
- Supervise coach and provide training and development opportunities to Compliance staff
- Assist in alignment of testing schedule to risk assessment outcomes
- Coordinate implement and execute risk-based regulatory compliance monitoring reviews across the organization following the Banks Compliance Management System and Program
- Assist with coordination of action plans and execution with all business lines
- Track issues identified in monitoring through to resolution
- Assist with maintaining a Fair Lending Program to include periodic fair lending analysis and testing
- Assist with compliance data submission including HMDA Section 1071 small business reporting and any other relevant regulatory data reporting requirements
- Develop and enhance monitoring and testing programs based on regulatory and strategy expectations
- Provide guidance and support for day-to-day compliance related issues
- Participate in Compliance Committee audits and examinations
- Manage the compliance marketing queue
- Assist Vice President Compliance with complaint management
- Develop and maintain compliance monitoring and test reporting
- Stay current on state and federal banking laws the regulatory environment and expectations through discussions with peers seminars webinars roundtables law firms bank associations etc.
- Perform other duties as assigned
What Were Looking For
- A minimum of five years of direct experience in regulatory compliance within financial services industry
- Previous supervisory experience in regulatory compliance within financial services industry required
- In-depth knowledge of banking laws and regulations required
- Certified Regulatory Compliance Manager (CRCM) certification highly preferred; commensurate experience will also be considered
- Experience in analyzing data and summarizing conclusions
- Experience with interpreting complex laws and regulations researching complex issues and developing solutions
- Experience developing and executing compliance monitoring to include procedure documentation
- Highly proficient in Microsoft Office applications especially Excel
- Organized and detail-oriented
- Strong analytical and critical thinking skills
- Ability to organize direct and perform highly complex analysis and tasks
- Strong communication skills both verbal and written
- Works well independently and takes initiative
- Ability to interact with employees at all levels of the organization
- Other preferred skills and experience include:
- Group facilitation
- Product and project compliance experience
- Fair Lending Analysis experience
- Familiarity with Risk Exec Venminder and/or DNA
Working Conditions/Demands:
- Professional office setting.
- Primarily sedentary position requiring long periods of time working at a computer.
- Must be able to move throughout the office and buildings to obtain or relay information.
- Must be able to perform the essential functions of the position with or without reasonable accommodation.
Who Are We
Were not just another bank and were not looking for just another employee. Since 1999 First Internet Bank has been dedicated to finding a better way to bank and doing things that have never been done before. Yes we really were the first state-charted FDIC insured bank to operate entirely online and we have been leading the way ever since.
We seek the game changers the innovatorsthose who challenge the status quo because change really is the only constant. Ready to join a team of imaginative driven individuals like you Its your career you deserve to imagine more. Keep reading we think you will like you what see.
Qualifications
Why Join Us
Our success has been driven in part by four core competencies customer focus teamwork adaptability and initiative. Collectively they define our actions and are at the heart of all we do. As a result weve been fortunate to have been named numerous times as an Indianapolis Star Top Workplace and one of the Best Banks to Work For! Headquartered in downtown Fishers our newly-built state-of-the-art 175000 square foot facility headquarters was designed with our team in mind and features an 18000 square foot open air deck named The Backyard with fire pits covered pergola waterfall and foliage to create a momentary escape from the work day. Beyond that the onsite fitness center with the latest equipment and ergonomically-designed workstations help promote health and wellness. Have we mentioned free snacks soft drinks and beer available on tap Want more How about unlimited volunteer time off and social events to bring us all together to have some more. Why just imagine more take the first step and apply today.
Our benefits package includes the following and so much more:
- Medical Dental and Vision Insurance for Full-Time employees - Eligibility begins on day one of employment
- 401(k) Retirement Plan with Generous Match for Full-Time and Part-Time employees - Eligibility begins on day one of employment
- Professional Development Reimbursement
- At Least 3 Weeks Paid Vacation Annually - For New Employees Paid Vacation is Adjusted Based on Start Date
- Eleven Paid Holidays
- Paid Volunteer Time
- Annual First Internet Bank-branded merchandise allowance
Equal Opportunity Employer - Women Minorities Veterans and Individuals with Disabilities
If you are a California resident you may be entitled to certain rights regarding your personal information. Additional information about our data collection practices and location specific notices is available on our privacy policy. Click here to read more.
The contractor will not discharge or in any other manner discriminate against employees or applicants because they have inquired about discussed or disclosed their own pay or the pay of another employee or applicant. However employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information unless the disclosure is (a) in response to a formal complaint or charge (b) in furtherance of an investigation proceeding hearing or action including an investigation conducted by the employer or (c) consistent with the contractors legal duty to furnish information. 41 CFR 60-1.35(c). Click here to read more.
Required Experience:
Manager
