Why apply
You will be working in an international company based in Luxembourg with side offices in various locations worldwide.
A boutique firm where each team member plays a meaningful role.
Our client fosters a culture of connection proactivity and autonomy.
About the offer
1 year fixed-term contract
Location : Luxembourg - City Center
Top 3 Key competencies :
Strong knowledge of Luxembourg and EU regulatory frameworks
3 -5 years in a compliance role
Fluent English French is a plus
About our client
Sector : AIFM
Values : Innovation Excellence Solution driven
Employees : Luxembourg : 30
Your missions
As Compliance Officer you will be a key member of the company ensuring that it operates in full compliance with applicable Luxembourg and European regulations. Reporting directly to the Board of Directors you will be responsible for maintaining and strengthening the firms compliance framework across its regulated funds and management activities.
As Key responsibilities you will :
Monitor and ensure ongoing compliance with CSSF regulations the AIFM Directive GDPR AML/CFT requirements and other applicable European regulatory frameworks
Maintain and update the firms compliance policies procedures and internal controls
Conduct regular compliance risk assessments and internal audits across the firms funds and activities
Act as the primary point of contact for the CSSF and manage regulatory reporting obligations
Advise senior management and investment teams on compliance matters related to fund structuring transactions and investor relations
Monitor regulatory developments and assess their impact on the firms activities
Oversee KYC/AML processes for investors and counterparties
Prepare and deliver compliance training to staff
Support the preparation of board reports and compliance committee materials
This position is a great opportunity to :
Grow within a dynamic AIFM environment with real ownership over the function and close proximity to the investment and operations teams.
Your ideal profile
3 to 5 years of experience in a compliance role within an AIFM asset management firm fund administrator or regulated financial institution in Luxembourg
Strong knowledge of Luxembourg and EU regulatory frameworks: AIFMD UCITS (advantageous) AML/CFT GDPR MiFID II awareness
Experience dealing with the CSSF and managing regulatory reporting
Solid understanding of private equity real estate funds or alternative investment structures is a strong asset
Rigorous detail-oriented and able to work independently in a small team environment
Excellent communication skills able to engage with senior stakeholders clearly and confidently
Fluent in English French is a plus
Relevant academic background in law finance compliance or a related field; professional certification (ICA CAMS or equivalent) is an advantage
Experience with Compliance Monitoring Tooly such as SARA and CAROL a plus
A candidate experience with Source Up its
Carry out a skills assessment (soft skills and technical skills) in order to better define your professional project
Access to your test results to guide you to your best career choices
Interview coaching session before the client meeting
Consistent and fair recruitment process with respect transparency and trust
Source Up was founded in 2021 and is a company based in Luxembourg.We carry out our assignments in various sectors, ranging from banking, private equity, insurance, industry…with a pragmatic, proactive and solution-driven approach.🎯We strongly believe in the ideal of "having the right ... View more