Compliance Officer AIFM 1 year fixed-term

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profile Job Location:

Luxembourg - Luxembourg

profile Monthly Salary: Not Disclosed
Posted on: 12 hours ago
Vacancies: 1 Vacancy

Job Summary

Why apply

You will be working in an international company based in Luxembourg with side offices in various locations worldwide.

A boutique firm where each team member plays a meaningful role.

Our client fosters a culture of connection proactivity and autonomy.

About the offer

1 year fixed-term contract

Location : Luxembourg - City Center

Top 3 Key competencies :

  • Strong knowledge of Luxembourg and EU regulatory frameworks

  • 3 -5 years in a compliance role

  • Fluent English French is a plus

About our client

Sector : AIFM

Values : Innovation Excellence Solution driven

Employees : Luxembourg : 30

Your missions

As Compliance Officer you will be a key member of the company ensuring that it operates in full compliance with applicable Luxembourg and European regulations. Reporting directly to the Board of Directors you will be responsible for maintaining and strengthening the firms compliance framework across its regulated funds and management activities.

As Key responsibilities you will :

Monitor and ensure ongoing compliance with CSSF regulations the AIFM Directive GDPR AML/CFT requirements and other applicable European regulatory frameworks

Maintain and update the firms compliance policies procedures and internal controls

Conduct regular compliance risk assessments and internal audits across the firms funds and activities

Act as the primary point of contact for the CSSF and manage regulatory reporting obligations

Advise senior management and investment teams on compliance matters related to fund structuring transactions and investor relations

Monitor regulatory developments and assess their impact on the firms activities

Oversee KYC/AML processes for investors and counterparties

Prepare and deliver compliance training to staff

Support the preparation of board reports and compliance committee materials

This position is a great opportunity to :

  • Grow within a dynamic AIFM environment with real ownership over the function and close proximity to the investment and operations teams.

Your ideal profile

3 to 5 years of experience in a compliance role within an AIFM asset management firm fund administrator or regulated financial institution in Luxembourg

Strong knowledge of Luxembourg and EU regulatory frameworks: AIFMD UCITS (advantageous) AML/CFT GDPR MiFID II awareness

Experience dealing with the CSSF and managing regulatory reporting

Solid understanding of private equity real estate funds or alternative investment structures is a strong asset

Rigorous detail-oriented and able to work independently in a small team environment

Excellent communication skills able to engage with senior stakeholders clearly and confidently

Fluent in English French is a plus

Relevant academic background in law finance compliance or a related field; professional certification (ICA CAMS or equivalent) is an advantage

Experience with Compliance Monitoring Tooly such as SARA and CAROL a plus

A candidate experience with Source Up its

  • Carry out a skills assessment (soft skills and technical skills) in order to better define your professional project

  • Access to your test results to guide you to your best career choices

  • Interview coaching session before the client meeting

  • Consistent and fair recruitment process with respect transparency and trust

Why apply You will be working in an international company based in Luxembourg with side offices in various locations worldwide. A boutique firm where each team member plays a meaningful role. Our client fosters a culture of connection proactivity and autonomy.About the offer 1 year fixed-term contr...
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Source Up was founded in 2021 and is a company based in Luxembourg.We carry out our assignments in various sectors, ranging from banking, private equity, insurance, industry…with a pragmatic, proactive and solution-driven approach.🎯We strongly believe in the ideal of "having the right ... View more

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