Compliance Specialist Investment Banking (12 month contract)

About Regulatory Risk

We are in the front-line reshaping regulatory trends using cutting-edge technology to create greater regulatory efficiencies and help our clients in becoming more responsible businesses within their sectors.

Within the Regulatory Risk team we work on supporting clients in anticipating and adapting to changes in the regulatory environment. We advise some of the most successful organisations around the globe and this exposure provides you with the opportunities to sharpen your skills discover new strengths connect and build relationships with some of the best people in the field.

We cover the entire lifecycle of regulatory risk from strategy to compliance optimisation and helping our clients to be a responsible business.

1.       Strategy: Help clients understand and anticipate to new laws and regulations. We do this by developing strategies business structures and processes.

2.       Compliance: Support organisations in designing evaluating and transforming processes controls and infrastructure to be compliant with existing law and regulations and foster integrity. We believe that through compliance clients can maintain their business value - and even create a competitive advantage.

3.       Response: Help clients react to specific gaps in their regulatory compliance programs and make their compliance programs more efficient and smarter by using data and technology.

What Impact will you make

We are seeking a compliance professional with a strong understanding of investment banking workflows including M&A capital markets and trading this role you will support effective information management and barrier controls while applying your knowledge of regulatory requirements market conduct and control room operations to ensure compliance and manage risk across the business.

Qualifications :

5 - 8 years relevant experience in a similar role with key experience as follows:

Understanding of Investment Banking Activities (Core). You do not need to be a banker but you must understand banking workflows.

• M&A deal lifecycle
• Capital markets transactions (ECM / DCM)
• Trading desk operations
• How information flows between teams. This operational understanding is critical for effective barrier management

Regulatory & Compliance Skill Set (Core). These are essential.

• Market abuse & conduct regulation knowledge
  • Insider trading rules
  • Market abuse regulations
  • Confidential information handling
• Conflicts of interest management
  • Knowledge of conduct risk governance and regulatory scrutiny
• Policy interpretation
  • Ability to interpret firm policies and apply them in real situations
  • Understanding escalation thresholds
  • Knowing when to involve Legal Compliance or Risk
• Control room management
  • Understand the role of a control room in managing risk
  • Understand operations of a control room

Educational Requirements

• A relevant Bachelors Degree and industry specific certifications

Additional Information :

At Deloitte we want everyone to feel they can be themselves and to thrive at workin every country in everything we do every day. We aim to create a workplace where everyone is treated fairly and with respect including reasonable accommodation for persons with disabilities. We seek to create and leverage our diverse workforce to build an inclusive environment across the African continent.

Note: The list of tasks / duties and responsibilities contained in this document is not necessarily exhaustive.  Deloitte may ask the employee to carry out additional duties or responsibilities which may fall reasonably within the ambit of the role profile depending on operational requirements.

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Note: The list of tasks / duties and responsibilities contained in this document is not necessarily exhaustive.  Deloitte may ask the employee to carry out additional duties or responsibilities which may fall reasonably within the ambit of the role profile depending on operational requirements.

Be careful of Recruitment Scams: Fraudsters or employment scammers often pose as legitimate recruiters employers recruitment consultants or job placement firms advertising false job opportunities through email text messages and WhatsApp messages. They aim to cheat jobseekers out of money or to steal personal information.

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• Upfront Payment Requests: Deloitte will never ask for any upfront payment for background checks job training or supplies.
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If youre unsure make direct contact with Deloitte using our official contact details. Be careful not to use any contact details provided in the suspicious job advertisement or email.

At Deloitte we want everyone to feel they can be themselves and to thrive at workin every country in everything we do every day. We aim to create a workplace where everyone is treated fairly and with respect including reasonable accommodation for persons with disabilities.

We are committed to employment equity and building a diverse and inclusive workplace across the African continent. Our recruitment processes are aligned with our Employment Equity Plan and the principles of the Employment Equity Act. Preference may be given to candidates from designated groups.

We actively support the inclusion of people with disabilities and embrace neurodiversity in the workplace. We recognise and value the unique strengths that neurodivergent individuals bring and we are committed to creating an environment where everyone can thrive.

If you require reasonable accommodations in relation to your disability and neurodiverse needs during the recruitment process please let us know. We are happy to make adjustments to suit your individual needs.

Remote Work :

No

Employment Type :

Full-time