Asset & Wealth Management, Control Office, Analyst Dallas

Asset & Wealth Management: Goldman Sachs Asset & Wealth Management brings together traditional and alternative investments to provide clients worldwide with a dedicated partnership and a focus on longterm performance. As the firms primary investment area we deliver investment and advisory services to leading pension plans sovereign wealth funds insurance companies endowments foundations financial advisors and individuals overseeing more than $2 trillion in assets under supervision.

Working in a culture that values integrity and transparency you will be part of a diverse team passionate about our craft our clients and building sustainable success. We are:

• Investors spanning traditional and alternative markets and offering a broad range of products and services
• Advisors understanding client priorities and delivering investment strategies aligned to their objectives
• Thought Leaders providing timely insights across macro and secular themes
• Innovators leveraging digital solutions to help clients address complex challenges and achieve their financial goals

YOUR IMPACT

The Asset & Wealth Management (AWM) Control Offices mandate is to establish and maintain the divisions control inventory and processriskcontrol documentation assess and report on the health of the control environment and drive control enhancements to strengthen AWMs operating platform. This role supports effective risk management by promoting consistency transparency and accountability across the division.

The Control Office comprises five core functions: (1) Control Strategy (2) Monitoring & Testing (3) Issue Management (4) Vendor & Resilience and (5) SOC 1 Program Management.

We are seeking a detailoriented professional to lead the endtoend execution management and delivery of SOC (System and Organization Controls) audit this role you will serve as the primary point of contact between internal business units engineering teams legal and external auditors overseeing the audit lifecycle from budget approval and engagement execution through final report and bridge letter distribution to Asset Management clients worldwide.

HOW YOU WILL FULFILL YOUR POTENTIAL

Responsibilities include the following:

• Lead endtoend SOC 1 program management including planning walkthroughs testing coordination report issuance and postissuance activities.
• Serve as the primary liaison with external service auditors managing timelines deliverables and ongoing communication.
• Develop and maintain the SOC 1 delivery plan including milestones dependencies and status tracking.
• Coordinate stakeholders across the organization including business sponsors control owners IT leads evidence providers and report signers.
• Oversee SOC 1 scope risk assessment and control inventory to ensure alignment with inscope services systems and control objectives.
• Manage walkthroughs testing coordination and evidence collection including quality review and timely submission to auditors.
• Identify track and manage control issues and exceptions coordinating remediation plans compensating controls and management responses.
• Coordinate SOC 1 report drafting internal review executive signoff and controlled distribution to stakeholders.

SKILLS & QUALIFICATIONS

Basic Qualifications

Bachelors degree.

• 3 years of experience in internal audit risk management or an independent validation function within the financial services industry.
• Strong project management skills with the ability to manage multiple workstreams track deliverables and meet competing deadlines in a fastpaced environment.
• Effective written and verbal communication skills with the ability to coordinate and build relationships with control owners IT partners program leads and senior management across global teams.
• Demonstrated ability to analyze information identify gaps or issues exercise sound independent judgment and escalate risks with clear actionable next steps.
• Selfdirected detailoriented professional with a strong work ethic and collaborative teamfocused mindset.
• Comfortable working with complex processes and sensitive information applying appropriate judgment within a controlled environment.
• Advanced proficiency in Microsoft Office applications including Excel PowerPoint Word and Outlook.

Preferred Skills

• Knowledge of asset and wealth management products business models and control environments.
• Prior experience working with Big 4 or other external audit firms including coordination evidence support or issue remediation activities.
• Familiarity with SOC 1 audits including control documentation testing support and interaction with control owners and auditors.
• Exposure to artificial intelligence or automation tools used to enhance controls reporting data analysis or operational efficiency.