Equity Dealer Kannur

Kannur - India

Monthly Salary: Not Disclosed

Posted on: 5 hours ago

Vacancies: 1 Vacancy

Job Summary

DEALER

GENERAL ROLE

The dealers are employees who play a link between the customer and the stock exchange. They are responsible for placing orders in the stock exchange terminals. Dealers directly report to the branch head. ESSENTIAL DUTIES & RESPONSIBILITIES

Revenue Generation

o Customer Profiling o Activation of inactive clients o Increasing volumes and revenue by proper guidance to customers so as to increase their

maximum participation. o Cross selling other products

Client Interaction

o Regular Meetings with clients for maintaining relations o References from existing clients to acquire new clients o Updating clients on market company’s research reports new IPOs etc o Proper confirmations of trades to clients on daily basis.

Risk Management.

Group discussions & up-gradation of market information research reports

General

Strive towards achieving individual goals and thereby the branch and organizational goals

These duties and responsibilities are only illustrative and not exhaustive and are liable to modifications

CODE OF CONDUCT

Abide by the Code of Conduct and Business Ethics of the Company including the Code of Conduct related to trading Prevention of fraudulent unfair trade practices and Prevention of insider trading.

Respect the values of the company as laid down in the Employee Manual.

Uphold the four core professional behaviors of Commitment Responsiveness Creativity and Ambition.

EDUCATION AND EXPERIENCE

Completion of a bachelor's degree at an accredited college or university

0-2 Years experience required.

Any Equivalent combination of education and experience determined to be acceptable.

INDUSTRY CERTIFICATIONS REQUIRED

INAD Investment Advisor (Level 1) NISM Compulsory

SORMC Security Operations and Risk Mgmt

NISM Compulsory

CMD Cash Market (Dealer) NSE

Any one of these three

EDCE Equity Derivative Certificate Examination

NISM

CD1 Currency Derivatives NISM

ACCESS RIGHTS

GBNPP Back Office of the Branch

Limited access to .

ESS Portal

REPORTING

To the Branch Head.

Required Skills:

Cro Dce Trading Vat Education Ned Risk Revenue Generation

1DEALER GENERAL ROLEThe dealers are employees who play a link between the customer and the stock exchange. They are responsible for placing orders in the stock exchange terminals. Dealers directly report to the branch head. ESSENTIAL DUTIES & RESPONSIBILITIESRevenue Generationo Customer Profiling o...