Regulatory Analyst & Assurance SME

Bracknell - UK

Monthly Salary: Not Disclosed

Posted on: 2 days ago

Vacancies: 1 Vacancy

Job Summary

Job Description

Role & Responsibilities

Regulatory Analysis & Programme Support:
Interpret and translate FCA policy statements consultation papers and final rules relating to the motor finance redress scheme into actionable requirements
Monitor regulatory developments including FCA communications industry guidance and judicial decisions and assess their impact on programme scope and delivery.
Develop and maintain a regulatory requirements register ensuring all programme workstreams remain aligned to FCA expectations.
Provide subject matter expertise to internal teams on FCA redress mechanics consumer duty obligations and complaints-handling standards; to be implemented in our data system delivery and monitoring functions.

Assurance & Quality:
In conjunction with our assurance partner design and implement assurance frameworks to test whether redress calculations customer communications and case-handling processes meet regulatory requirements
As required conduct file reviews and thematic quality assurance assessments across case populations to identify systemic issues and emerging risks
Produce assurance reporting for senior leadership programme governance boards third party assurance partner and where required the FCA
As part of a first line function you will work closely with the second line team to embed a culture of regulatory compliance throughout programme delivery as well as coordinating activities with our external assurance partner

Stakeholder Engagement:
Act as a key point of contact for regulatory queries from internal stakeholders including data systems transformation operations legal and monitoring
Support engagement with external parties including the FCA legal counsel and third-party assurance partner
Contribute to the preparation of regulatory submissions management information and board-level reporting

Risk & Governance:
Identify and escalate regulatory risks arising from programme delivery updating the programmes live risk log with appropriate mitigating actions
Support the programmes governance structure by contributing to steering committee programme board and working groups
Ensure all programme activity is documented to an evidential standard suitable for regulatory scrutiny

Required Experience:

Job DescriptionRole & ResponsibilitiesRegulatory Analysis & Programme Support: Interpret and translate FCA policy statements consultation papers and final rules relating to the motor finance redress scheme into actionable requirements Monitor regulatory developments including FCA communications in...