Compliance, GBM Private Compliance, Capital Solutions Group, Derivatives & Structured Finance, Vice President, London
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Job Summary
Description
OUR IMPACT
Our division prevents detects and mitigates compliance regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance. Compliance accomplishes these through the firms enterprise-wide compliance risk management program. As an independent control function and part of the firms second line of defense Compliance assesses the firms compliance regulatory and reputational risk; monitors for compliance with new or amended laws rules and regulations; designs and implements controls policies procedures and training; conducts independent testing; investigates surveils and monitors for compliance risks and breaches; and leads the firms responses to regulatory examinations audits and inquiries. Youll be part of a team with members from a wide range of academic and professional backgrounds such as law accounting sales and trading. We look for those who possess sound judgment curiosity and are able to adapt to a changing regulatory landscape.
YOUR IMPACT
GBM Private Compliance supports the Capital Solutions Group (CSG) and Investment Banking (IB) by providing advice and guidance on regulatory legal and compliance matters. CSG offers financing origination structuring and risk management solutions and incorporates the equity and debt capital markets structured finance fund financing commercial & residential real estate and derivatives businesses. Investment Banking (IB) includes M&A and financial advisory. We currently have an opportunity available in the CSG Compliance Team in our London office covering the CSG Derivatives and Structured Finance businesses in EMEA.
RESPONSIBILITIES
- Providing advice and compliance oversight to CSG personnel on transactions new business initiatives and significant business changes affecting the firm as well as compliance regulatory and reputational issues.
- Developing and implementing policies procedures and best practice standards within CSG
- Creating and implementing new controls and surveillances to mitigate risks to the firm by analysing the transactional processes used in CSG as well as the activities and actions of individual bankers.
- Monitoring GBM Private activities to ensure adherence to applicable laws regulations and firm policies and procedures including developing and executing surveillance and other forensic compliance programs.
- Creating and implementing live and online compliance training programs to educate bankers on applicable compliance requirements legal issues and regulatory changes.
- Assisting in responding to regulatory inquiries and investigations.
SKILLS / EXPERIENCE
- Bachelors degree with 5 years of relevant experience.
- A good understanding of financial instruments including derivatives.
- Compliance legal accounting or business (e.g. sales structuring trading) or other relevant experience involving the securities or financial businesses.
- A highly motivated self-starter who learns quickly and works well under pressure.
- A critical thinker with strong analytical problem solving and organizational skills.
- Able to effectively summarize communicate and defend positions.
- A proactive team player who enjoys working collaboratively across teams and disciplines.
- Possess effective interpersonal and communication skills; the candidate should be outgoing communicative persuasive and courteous.
ABOUT GOLDMAN SACHS
At Goldman Sachs we commit our people capital and ideas to help our clients shareholders and the communities we serve to grow. Founded in 1869 we are a leading global investment banking securities and investment management firm. Headquartered in New York we maintain offices around the world.
We believe who you are makes you better at what you do. Were committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally from our training and development opportunities and firmwide networks to benefits wellness and personal finance offerings and mindfulness programs. Learn more about our culture benefits and people at
Were committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:
The Goldman Sachs Group Inc. 2023. All rights reserved.
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race color religion sex national origin age veterans status disability or any other characteristic protected by applicable law.
Required Experience:
Exec
Key Skills
- Forecasting
- Financial Services
- GAAP
- Accounting
- IFRS
- Regulatory Reporting
- Financial Analysis
- Financial Modeling
- Budgeting
- Financial Report Interpretation
- Financial Management
- Financial Planning
About Company
The Goldman Sachs Group, Inc. is a leading global investment banking, securities, and asset and wealth management firm that provides a wide range of financial services.
