AML Governance Analyst
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Job Location:
Monthly Salary:
Posted on:
15 hours ago
Vacancies:
1 Vacancy
Job Summary
Company Overview
Interactive Brokers Group Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich CT USA with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades known for our cutting-edge technology and client commitment.
IBKR affiliates provide global electronic brokerage services around the clock on stocks options futures currencies bonds and funds to clients in over 200 countries and territories. We serve individual investors and institutions including financial advisors hedge funds and introducing brokers. Our advanced technology competitive pricing and global market help our clients to make the most of their investments.
Barrons has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.
Interactive BrokersIrelandLtd. (IBIE) is an online broker offering trading access for experienced traders to products traded on many markets and exchanges throughout the part of a global group of financial services companies based in the U.S. with over $20billion in capital and publicly traded under the symbol IBKR.
IBIEis seeking anAMLGovernance Analystto join our rapidly growing company. The keyobjectiveof theAMLGovernance Analystroleis to provide effective oversight of the firms AML control environment.
The successful candidates mainresponsibilitywill be to support the European AML Governance programleading or supportinga broad range of initiatives including Horizon Scanning ManagementReporting IssuesManagementmaintenance ofAMLPoliciesProcedures andtheControl inventory an inputting or managingvarious ad-hocAMLprojectsetc.
The role will answer to theEuropean Head of AML Governancebased in our London officeandisa great opportunityfor an experiencedand proactiveAML professionalto join a dynamic and expanding Compliancedepartment andgainexposure to the full breadth of awell-developedAML is a stimulating environment characterised by awide and varied globalclient base-from individuals to complex institutions -and a broad product offering.
Job Description:
- Maintenance of AML Horizon Scanning program including assessmentimplementationand reporting of regulatory change;
- Compilation and drafting of periodic management information reports for Compliance and Senior Management Committees;
- Oversight and tracking ofAML issues identified as part of regulatory audits or examsinternal/externalauditsor self-identified issuesto ensure theyare remediatedin a timely manner.
- Maintenanceandcontinuous improvements ofAML risk management policies and methodologies in line with regulatory expectations;
- Oversight and maintenance of the AML and SanctionsControl Inventory;
- Coordination and preparation of responsesto Regulatory Inspections and Audits
- Provision of AML adviceto the businessto ensurerisk-basedcompliancewith AML regulationsin the context of the firms business.
- Respond to AML Questionnairessubmittedby the firms financial counterparties;
- Develop ongoing communication with individuals who perform a similar role in otherjurisdictionsto leverage bestpractices;
Qualifications/Skills:
- At least 2 years2LODexperience in Anti-Money Laundering compliance preferably at a large broker or other financial institution with a European customer base or an EU regulator.
- ABachelors degreein law Business Finance or Accountingispreferred or demonstrable ability to interpret and apply complex regulations;
- Good knowledge oftheEuropean and/or UK Regulatory landscape including key pieces of Anti-Money Laundering legislation and Guidance.
- Excellent oral and writtencommunication skills;
- Must have abilityto workand thrivein afast-pacedmedium-size office environment.
- Strong analytical skills able to manipulate data produce MI andwritereports;
- Basic SQL / Power BI and Tableau knowledgewould be of benefit
- Reasonable knowledge of the financial markets
Benefits:
- Hybrid working model (3 days in office)
- Competitive compensation packages including private healthcare pension life insurance income protection discretionary annual bonus.
- Global Employee Assistance Program
- Cycle to work scheme & Tax Saver commute scheme
- Free lunch for all employeeswhen workingfrom the office
Under Other Terms and Conditions:
- Candidates are on a probationary period ofsixmonths.
- Candidates must haveaEU passport or a qualifying work permit/residency to work in theEU.
Required Experience:
IC
Key Skills
- ArcGIS
- Intelligence Community Experience
- GIS
- Python
- Computer Networking
- Data Collection
- Intelligence Experience
- R
- Relational Databases
- Analysis Skills
- Data Management
- Application Development
About Company
Leading online trading solutions for traders, investors and advisors, with direct global access to stocks, options, futures, currencies, bonds and funds. Transparent, low commissions and financing rates and support for best execution.
