EMEA Sanctions Client Diligence Associate
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Job Location:
Bournemouth - UK
Monthly Salary:
Not Disclosed
Posted on:
Yesterday
Vacancies:
1 Vacancy
Department:
Job Summary
Join the EMEA Sanctions Client Diligence Team responsible for ensuring the sanctions compliance of our clients to protect the Business.
As an Associate in the EMEA Sanctions Client Diligence team you will review a multitude of different clients across the firm. You will use your analytical skills independent judgment and adaptability to assess sanctions risk in a fast-paced evolving our team we value diligence self-motivation and the ability to respond quickly to business needs. Youll be supported with comprehensive sanctions training and opportunities to grow with us.
Job responsibilities
- Review and assess sanctions risks presented under OFAC OFSI EU and other EMEA sanctions programs in the context of client sanctions due diligence in both the KYC and significant transactions in Investment Banking and Corporate Finance. Ensure that any risk is appropriately mitigated documented and addressed partnering with relevant (often senior) stakeholders within the business and Compliance.
- Review and assess clients sanctions related events such as blocked or rejected transactions activity permissible under license voluntary self-disclosures sanctions related enforcement action or significant negative media.
- Support the business GSC and Global Financial Crimes Compliance in reviewing escalations to internal senior committees ensuring sanctions risks are appropriately presented.
- Escalate significant sanctions risks to the EMEA Sanctions management team relevant In-Country Compliance Officers Line of Business Sanctions Officers GSC and Legal as required.
- Maintain and develop a good working knowledge of OFAC OFSI EU and other EMEA sanctions programs in order to provide appropriate advice and direction to colleagues in sales product development operations and technology teams across multiple LOBs in the region on sanctions related issues as it impacts their products and clients.
- Support projects to develop and improve team working practices and output.
Required qualifications capabilities and skills
- An analytical mind with a diligent attention to detail able to assess risk and make sound independent decisions.
- A self-starter able to work independently with minimal supervision organize and prioritize their work and deliver results under pressure and to tight deadlines.
- A clear and concise verbal and written communicator able to manage productive relationships with senior stakeholders in Compliance and the wider business.
- A reliable team player with a strong work ethic able to rapidly adapt to changing team priorities.
- A strong controls mind-set able to understand regulatory requirements and adhere to appropriate controls.
- Relevant experience of Compliance activities particularly in relation to AML/Sanctions.
- Knowledge of Investment & Corporate Banking as well as Payments and Correspondent banking.
Preferred qualifications capabilities and skills
- Relevant experience of Compliance activities particularly in relation to AML/Sanctions.
- Knowledge of Investment & Corporate Banking as well as Payments and Correspondent banking.
- Bachelors degree (or equivalent) or evidence of comparable academic / work achievement.
Required Experience:
IC
Key Skills
- Customer Service
- Client Expectations
- Client Requirements
- Client Support
- Action Plans
- Issue Resolution
- Account Management
- Client Relationships
- Service Delivery
- Client Service
- Client Satisfaction
- Client Management
- Procedures
- Service Level Agreements
- New Clients
About Company
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans ov ... View more
