Financial Examiner (Trust)
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Job Location:
Wake County, NC - USA
Monthly Salary:
$ 55000 - 100000
Posted on:
Yesterday
Vacancies:
1 Vacancy
Job Summary
Agency
NC Office of the Commissioner of BanksDivision
NC Office of the Commissioner of BanksJob Classification Title
OCOB Financial Examiner (NS)Position Number
Grade
About Us
The N.C. Office of the Commissioner of Banks (NCCOB) is responsible for the chartering and regulation of North Carolinas state banks trust companies mortgage companies as well as registration and licensing of various financial institutions operating in North Carolina. Our mission is to promote and maintain the strength and fairness of the North Carolina financial services marketplace through the supervision and regulation of financial service providers in that marketplace.
Description of Work
We trust our employees to be self-motivated and successful in hybrid/remote roles. NCCOB is a remote-first agency. Your duty station is your home and examiners can reside anywhere in the state of NC. Examiner positions require 40-50% overnight travel from your duty station depending on your work assignment. You will travel all over North Carolina and see places you have never seen. You will also participate in some out of state travel. Examiners work a Monday-Thursday 10-hour day schedule.If no journey level (mid-level) applicants are identified contributing level (entry-level) applicants will be considered.
The NCCOB is seeking a journey (mid-level) Trust Examiner. A Trust Examiner gathers organizes and analyzes industry information draws conclusions and documents findings to assess accuracy validity and integrity of records of trust departments of banks and trust companies chartered in the state of North Carolina. Financial stability is assessed for trust companies. Steps in this process require: knowledge of trust laws and regulations; knowledge of fiduciary standards and best practices; gathering and analyzing industry information (identifying issues and exposure to risk); determining noncompliance with internal policies and/or violations of laws; preparing written reports; consulting with managers at trust departments/trust companies; and recommending corrective actions. Examiners maintain confidentiality and discretion while conducting business work in a team environment and adapt to change and circumstances.
Knowledge Skills and Abilities/Management Preferences
- Must have a working knowledge of trust activities and pertinent laws and regulations including applicable state and federal banking laws and regulations.
- Ability to learn laws rules regulations industry standards and accounting/reporting processes applicable to trust departments/trust companies.
- Ability to apply this knowledge to analyze financial records of trust departments/trust companies and identify areas of risk material deficiencies and violations of state and federal laws and regulations.
- Ability to present concise comprehensive and accurate findings through both written products and oral presentation.
- Proficient in the use of technology (e.g. Word Excel PowerPoint and Outlook).
Preference will be given to applicants with the following designations: Certified Trust and Financial Advisor (CTFA) Certified Internal Auditor (CIA) Certified Trust Auditor (CTA) Certified Financial Planner (CFP) Certified Public Accountant (CPA) and/or Certified Financial Examiner (CFE).
Recruitment range: $55000 to $100000
Minimum Education and Experience
Some state job postings say you can qualify by an equivalent combination of education and experience. If that language appears below then you may qualify through EITHER years of education OR years of directly related experience OR a combination of both. See the Education and Experience Equivalency Guide for details.
Graduation from a four-year college or university with a major inTrust/Investment Management Business Administration or Accountingwith a minimum of two courses of accounting and two courses of fiduciary law OR four (or more) recent years experience as a financial institution examiner/auditor a financial institution trust officer or an equivalent combination of training and experience.
EEO Statement
The State of North Carolina is an Equal Employment Opportunity Employer and dedicated to providing employees with a work environment free from all forms of unlawful employment discrimination harassment or retaliation. The state provides reasonable accommodation to employees and applicants with disabilities; known limitations related to pregnancy childbirth or related medical conditions; and for religious beliefs observances and practices.
Recruiter:
Jenny E TolerRecruiter Email:
Key Skills
- Auditing
- GAAP
- Military Experience
- Phlebotomy
- Conflict Management
- Vital Signs Experience
- Computer Forensics
- Research Experience
- Securities Law
- Operating Systems
- PTSD Care
- RMF
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