Internal Auditor

TIAA

Not Interested
Bookmark
Report This Job

profile Job Location:

London - UK

profile Monthly Salary: Not Disclosed
Posted on: 22 hours ago
Vacancies: 1 Vacancy

Job Summary

Nuveen is a global investment leader managing public and private assets for clients around the world and on behalf of TIAA our parent company and one of the worlds largest institutional investors. We invest in the growth of businesses real estate infrastructure and natural capital providing clients with the reliability access and foresight unique to our heritage. Our prevailing perspective on the future drives our ambition to innovate and adapt our business to the changing needs of investors - all to pursue lasting performance for our clients our communities and our global economy. Visit to learn more about us.

Overview of the Role:

The Internal Auditor serves as a team member on complex audits working under the direction of audit management and more senior auditors. Under moderate supervision this job works on problems of diverse scope performing complex financial operational and integrated audits of the companys operations using the organisations risk-based internal auditing methodology.

Key responsibilities:

  • Participates in activities such as the execution of detailed programs for audits the review of financial operational compliance and risk systems processes and procedures to determine efficiency effectiveness and alignment with internal policies procedures regulations and industry standards.
  • Analyses audit data and observations and documents audit tests and conclusions and findings.
  • Prepares remediation plans and makes recommendations which are subject to review by audit management.
  • Reviews and evaluates control structures to determine the adequacy of internal controls operating efficiency and customer service.
  • Performs tests of records and accounts and verifies compliance with regulations and sound business practices.
  • Utilises Microsoft Excel skills and working knowledge of data analytics and other relevant tools (e.g. Power BI Tableau Python) to perform effective and efficient audits.
  • Validates implemented Management Action Plans by the audit clients.
  • Collaborates with and leverages data analytics and information technology specialists as appropriate to identify and implement advanced testing methods.

Qualifications & Experience Required

  • Proven ability to execute risk-based audit programs test internal controls for design and operating effectiveness and document findings in accordance with professional audit standards and methodologies.
  • Knowledge of investment management operations and regulatory environments combined with advanced Excel skills and proficiency in data analytics tools (Power BI Tableau Python) to perform efficient data-driven audits.
  • University (Degree)
  • 1 Years Required; 3 Years Preferred

Competencies Required

  • Communication & Professional Judgment: Strong written and verbal communication skills to articulate complex audit findings coupled with sound analytical judgment professional scepticism and effective collaboration across audit teams and business stakeholders.

Additional Information

This role requires no regulatory designation.

Nuveen is committed to providing equal opportunity across all employment practices and we believe our employees have a right to a diverse and inclusive workplace.

Nuveen offers support for those who need assistance with our online application process to provide an equal employment opportunity to all job seekers including individuals with disabilities.

Related Skills

Adaptability Auditing Audit Process Improvement Communication Critical Thinking Data Analysis Problem Solving Relationship Management Technology Systems

Company Overview

Nuveen is a global investment leader managing public and private assets for clients around the world and on behalf of TIAA our parent company and one of the worlds largest institutional investors. We invest in the growth of businesses real estate infrastructure and natural capital providing clients with the reliability access and foresight unique to our heritage. Our prevailing perspective on the future drives our ambition to innovate and adapt our business to the changing needs of investors - all to pursue lasting performance for our clients our communities and our global to learn more about us.

Our Culture of Impact

At TIAA were on a mission to build on our 100 year legacy of delivering for our clients while evolving to meet tomorrows challenges. We equip our associates with future-focused skills and AI tools that enable us to advance our mission. Together we are fighting to ensure a more secure financial future for all and for generations to come. We are guided by our values: Champion Our People Be Client Obsessed Lead with Integrity Own It and Win As One. They influence every decision we make and how we work together to serve our clients every day. We thrive in a collaborative in-office environment where teams work across organizational boundaries with shared purpose accelerating innovation and delivering meaningful results. Our workplace brings together TIAA and Nuveens entrepreneurial spirit where we work hard and work together to create lasting impact. Here every associate can grow through meaningful learning experiences and development pathwaysbecause when our people succeed our impact on clients lives grows stronger.

Accessibility Support

TIAA offers support for those who need assistance with our online application process to provide an equal employment opportunity to all job seekers including individuals with disabilities.

If you are a U.S. applicant and desire a reasonable accommodation to complete a job application please use one of the below options to contact our accessibility support team:

Phone:

Email:

Privacy Notices

For Applicants of TIAA Nuveen and Affiliates residing in US (other than California) click here.

For Applicants of TIAA Nuveen and Affiliates residing in California please click here.

ForApplicants of TIAA Global Capabilities click here.

For Applicants of Nuveen residing in Europe and APAC please click here.


Required Experience:

IC

Nuveen is a global investment leader managing public and private assets for clients around the world and on behalf of TIAA our parent company and one of the worlds largest institutional investors. We invest in the growth of businesses real estate infrastructure and natural capital providing clients ...
View more view more

Key Skills

  • ISO 27001
  • Data Analytics
  • Financial Services
  • COSO
  • Process Improvement
  • Accounting
  • Visio
  • COBIT
  • NIST Standards
  • SOX
  • Internal Audits
  • Data Analysis Skills

About Company

Company Logo

We joined forces with The Council of Graduate Schools to conduct research on the financial education of students. Visit www.studentfinancialsuccess.org to learn about the eye-opening facts that we uncovered and strategies that leading universities used to develop impactful programs to ... View more

View Profile View Profile