Senior Internal Auditor
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Job Location:
Cottonwood Heights, UT - USA
Monthly Salary:
Not Disclosed
Posted on:
13 hours ago
Vacancies:
1 Vacancy
Job Summary
The role
SoFi is seeking a Senior Internal Auditor to join our Internal Audit team reporting tothe Internal Audit Manager. Youll conduct audits and reviews across SoFi Bank SoFi Securities and/or SoFi Technologies. Internal Audit isnt just about checking the boxes were a strategic partner that helps SoFi grow safely and smartly. This hands-on role involves testing controls and documenting work in line with audit standards. You should have a proven ability to build relationships/partnerships and work cross-functionally to drive time-sensitive deliverables.
What youll do:
- Audit Execution
- Identify and analyze risks plan and prioritize audit work
- Conduct process interviews observe operations document and analyze procedures and controls
- Perform audit tests prepare and/or review workpapers
- Coach team members on how to perform and prepare audit testing
- Use knowledge of financial services industry regulatory mandates to proactively identify potential risks issues and findings; and communicate this information to the audit team.
- Perform issue follow-up including validation testing of corrective actions
- Reporting and Communication
- Develop audit recommendations and review issues with appropriate management
- Assist in developing formal written reports for management and stakeholders
- Prepare summaries of audit findings
- Tools and Learning
- Utilize data analytics tools and AI during audits
- Continue to grow knowledge of auditing financial services and technology through self-study and continuing education
- Other Responsibilities
- Work on multiple projects simultaneously while meeting deadlines
- Execute special assignments and other duties as assigned
- Limited travel may be required
What youll need:
- Bachelors degree in Accounting Finance Information Systems or a related field.
- Minimum of 2-5 years of external audit internal audit or related experience with knowledge of general internal controls risk management and/or consumer regulatory compliance.
- A professional certification (e.g. CPA CIA CISA CRCM etc.) or desire to obtain within one year of hire.
- Extensive experience and deep understanding of how to test internal controls
- Strong critical thinking skills and unrelenting curiosity.
- Strong understanding of audit standards internal controls risk assessments and the COSO framework.
- Ability to work independently with limited daily supervision and meet deadlines.
- Ability to navigate through ambiguity manage and coordinate multiple project assignments simultaneously accept ownership and accountability for projects and deliver on commitments.
- Strong written and verbal communication skills and experience preparing reports and presentations.
- Ability to build strong relationships curiosity and a positive attitude
Bonus points if you have:
- Background in Compliance Risk Legal Banking or Internal Audit
- Experience testing controls related to SOX SOC1 SOC2 privacy compliance crypto
- Familiarity with the FRB OCC FDIC and CFPB examination procedures.
- Experience with AuditBoard Tableau Snowflake or similar platforms.
Required Experience:
Senior IC
Key Skills
- Auditing
- Data Analytics
- COSO
- IT Auditing
- Accounting
- Visio
- Analysis Skills
- COBIT
- SOX
- Financial Analysis
- Financial Modeling
- Internal Audits
About Company
Why do 10M+ members trust SoFi? Financial solutions for school, marriage, starting a family, home buying, retirement, or whatever’s next. Member FDIC.
