AML& Anti-Fraud Analyst

San Diego, CA - USA

Monthly Salary: $ 60000 - 80000

Posted on: Yesterday

Vacancies: 1 Vacancy

Job Summary

Position: AML & Anti-Fraud Analyst

Overview:

If you are passionate about financial integrity and have a keen eye for detecting and preventing illicit activities we invite you to apply for the role of Anti-Money Laundering (AML) and Anti-Fraud Compliance Analyst at Madison Avenue Securities.

As an AML and Anti-Fraud Compliance Analyst you will be responsible for monitoring and analyzing transactions detecting suspicious patterns and ensuring compliance with regulatory requirements. By leveraging your expertise in AML and fraud detection you will contribute to maintaining the integrity of our institution and protecting our customers from financial threats.

What youll do:

Conduct thorough investigations into allegations of anti-money laundering or fraud made against the company registered representatives Investment Advisor Representatives (IARs) and clients
Utilize analytical tools and techniques to detect suspicious patterns and behaviors within financial data
Investigate and analyze alerts generated by transaction monitoring systems conducting in-depth research to determine the legitimacy of flagged activities
Investigate issues related to vulnerable adults consulting with internal stakeholders and custodians as necessary
Ensure business adherence to SEC and FINRA policies and procedures regarding AML and Anti-Fraud compliance
Prepare and submit Suspicious Activity Reports (SARs) in accordance with regulatory guidelines and deadlines
Provide support during the annual AML risk assessment process
Stay informed of evolving regulatory requirements industry trends and best practices in AML and fraud detection incorporating relevant updates into our compliance processes

Experience youll bring:

Three plus years of experience in regulatory oversight and AML compliance within the financial services industry
Comprehensive knowledge of laws regulations and legislative processes related to AML and Anti-Fraud requirements and controls
Proficiency in Bank Secrecy Act (BSA) and AML reporting requirements mandated by FinCEN and other regulatory agencies
Strong analytical skills with the ability to make sound judgments independently even with limited or incomplete information
Detail-oriented with a commitment to accuracy and thoroughness in conducting investigations and documenting findings
Exceptional written and verbal communication skills with the ability to interact with individuals at all levels of the organization
Capacity to deliver high-quality work under strict regulatory or management deadlines
Proactive mindset with the ability to work independently and collaboratively in a fast-paced dynamic environment

Bonus Points:

Bachelors degree in Finance Business Administration or a related field
Professional certification such as Certified Anti-Money Laundering Specialist (CAMS)

What youll get:

Salary range $60000 to $80000
Benefits including medical dental vision and 401k (with matching options)
Generous PTO package upon your start date

Who We Are:

Madison Avenue Securities is an independent broker-dealer and registered investment advisor that supports independent financial advisors with a full suite of investment products and services along with high-touch highly responsive practice support and an easy-to-do-business-with culture.

Avenue Securities is an Equal Employment Opportunity Employer. Everyone is welcome here as an inclusive workplace our employees are always comfortable bringing their true selves to our offices daily.

Presented by Advisor Talent Solutions

Advisor Talent Solutions part of the AE Management LLC family of companies supports independent advisor businesses with their hiring needs. We are not the employer for this position. If you are selected your employer will be the hiring business. Our team is your main point of contact initially and will guide you through the application process.

Learn more about our approach and services at

Required Experience:

Position: AML & Anti-Fraud AnalystOverview: If you are passionate about financial integrity and have a keen eye for detecting and preventing illicit activities we invite you to apply for the role of Anti-Money Laundering (AML) and Anti-Fraud Compliance Analyst at Madison Avenue Securities.As an AML ...