Compliance Officer Onboarding Corporate
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Job Location:
Nyon - Switzerland
Monthly Salary:
Not Disclosed
Posted on:
Yesterday
Vacancies:
1 Vacancy
Job Summary
Are you eager to take up a new challenge Join the Compliance Department as a Compliance Officer in the Onboarding Corporate Team. You will have multiple tasks which include:
- Analysis of account opening requests from corporate clients (such as active/passive companies trusts collective investments schemes financial institutions external asset managers etc.) from an AML/CTF (AMLA AMLO-FINMA CDB 20) and sanction standpoint. This includes the review of tax compliance aspects such as FATCA QI and CRS
- Drafting of internal memorandums especially regarding high risk clients
- Optimization of internal processes and guidelines contribution to the drafting of procedures
- Participation in key regulatory projects
- Support and advice to the Front line foreign entities of Swissquote Group and management.
Qualifications :
- Bachelor or Master degree preferably in Laws/Economics or proven relevant experience in the banking sector
- Minimum 3 to 5 years of experience in a similar position within a financial institution in an AML/CTF compliance position in relation to complex corporate structures
- Experience in regulatory audit in Switzerland (regulatory and/or AML/CTF compliance audit for financial institutions big 4) is a plus
- Strong command of complex corporate structures in particular trusts and collective investment schemes
- Solid knowledge of AMLA AMLO-FINMA CDB 20; familiarity with other relevant regulations (FinSA FinIA CISA) is an asset
- Highly developed analytical and organizational skills
- Very good writing and communication skills in French and English (additional languages are an asset)
- Collaborative team player comfortable in multicultural dynamic technological and international environments.
Additional Information :
SQ2
Remote Work :
No
Employment Type :
Full-time
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
About Company
As a leading provider of online financial services, Swissquote Group offers innovative solutions and comprehensive services to meet the wide-ranging demands of its global clients.With an Online Trading Platform linked to more than 60 stock markets in over 40 countries, including off-e ... View more
